SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
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1. Name and Address of Reporting Person *
(Street)
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2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
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3. Date of Earliest Transaction (Month/Day/Year) |
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4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
3,417 |
A |
$ 0 |
28,846 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
1,661 |
D |
$ 84.57 |
27,185 |
D |
|
Common Stock |
|
|
|
|
|
|
|
1,250 |
I |
By trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
8,751 |
|
(2) |
(2) |
Common Stock |
8,751 |
$ 0 |
8,751 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
3,417 |
03/01/2023 |
03/01/2023 |
Common Stock |
3,417 |
$ 0 |
3,417 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Thomas S. Timko |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
|
|
|
1. Name and Address of Reporting Person *
(Street)
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2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
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3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
5,149 |
A |
$ 0 |
20,783 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
2,518 |
D |
$ 84.57 |
18,265 |
D |
|
Common Stock |
|
|
|
|
|
|
|
9,587 |
I |
401(k) |
Common Stock |
|
|
|
|
|
|
|
5,243 |
I |
Spouse's 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
14,484 |
|
(2) |
(2) |
Common Stock |
14,484 |
$ 0 |
14,484 |
D |
|
Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
53,587 |
|
(2) |
03/01/2033 |
Common Stock |
53,587 |
$ 0 |
53,587 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
5,149 |
03/01/2023 |
03/01/2023 |
Common Stock |
5,149 |
$ 0 |
5,149 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Scott Strazik |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
|
|
|
1. Name and Address of Reporting Person *
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
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3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
4,505 |
A |
$ 0 |
50,938 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
2,033 |
D |
$ 84.57 |
48,905 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
12,070 |
|
(2) |
(2) |
Common Stock |
12,070 |
$ 0 |
12,070 |
D |
|
Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
44,656 |
|
(2) |
03/01/2033 |
Common Stock |
44,656 |
$ 0 |
44,656 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
4,505 |
03/01/2023 |
03/01/2023 |
Common Stock |
4,505 |
$ 0 |
4,506 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Russell Stokes |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
|
|
|
1. Name and Address of Reporting Person *
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
7,723 |
A |
$ 0 |
14,636 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
3,402 |
D |
$ 84.57 |
11,234 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
7,242 |
|
(2) |
(2) |
Common Stock |
7,242 |
$ 0 |
7,242 |
D |
|
Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
26,794 |
|
(2) |
03/01/2033 |
Common Stock |
26,794 |
$ 0 |
26,794 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
7,723 |
03/01/2023 |
03/01/2023 |
Common Stock |
7,723 |
$ 0 |
7,724 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for John S. Slattery |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
|
|
|
1. Name and Address of Reporting Person *
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
2,892 |
A |
$ 0 |
53,821 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
1,372 |
D |
$ 84.57 |
52,449 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
21,123 |
|
(2) |
(2) |
Common Stock |
21,123 |
$ 0 |
21,123 |
D |
|
Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
33,492 |
|
(2) |
03/01/2033 |
Common Stock |
33,492 |
$ 0 |
33,492 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
2,892 |
03/01/2023 |
03/01/2023 |
Common Stock |
2,892 |
$ 0 |
2,891 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Michael J. Holston |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
|
|
|
1. Name and Address of Reporting Person *
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
03/01/2023 |
|
M |
|
5,257 |
A |
$ 0 |
8,684 |
D |
|
Common Stock |
03/01/2023 |
|
F |
|
1,727 |
D |
$ 84.57 |
6,957 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
Restricted Stock Units |
(1) |
03/01/2023 |
|
A |
|
12,070 |
|
(2) |
(2) |
Common Stock |
12,070 |
$ 0 |
12,070 |
D |
|
Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
44,656 |
|
(2) |
03/01/2033 |
Common Stock |
44,656 |
$ 0 |
44,656 |
D |
|
Restricted Stock Units |
(1) |
03/01/2023 |
|
M |
|
|
5,257 |
03/01/2023 |
03/01/2023 |
Common Stock |
5,257 |
$ 0 |
5,256 |
D |
|
Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for Carolina Dybeck Happe |
03/02/2023 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
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1. Name and Address of Reporting Person *
(Street)
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2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
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3. Date of Earliest Transaction (Month/Day/Year) |
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4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock |
03/01/2023 |
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M |
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3,154 |
A |
$ 0 |
8,669 |
D |
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Common Stock |
03/01/2023 |
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F |
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1,434 |
D |
$ 84.57 |
7,235 |
D |
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Common Stock |
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|
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12,431 |
I |
by trust |
Common Stock |
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|
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110 |
I |
by wife's trust |
Common Stock |
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794 |
I |
by descendant's trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
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Restricted Stock Units |
(1) |
03/01/2023 |
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A |
|
20,519 |
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(2) |
(2) |
Common Stock |
20,519 |
$ 0 |
20,519 |
D |
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Employee Stock Option (right to buy) |
$ 82.85 |
03/01/2023 |
|
A |
|
31,259 |
|
(2) |
03/01/2033 |
Common Stock |
31,259 |
$ 0 |
31,259 |
D |
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Restricted Stock Units |
(1) |
03/01/2023 |
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M |
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|
3,154 |
03/01/2023 |
03/01/2023 |
Common Stock |
3,154 |
$ 0 |
3,154 |
D |
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Explanation of Responses: |
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
2. The Restricted Stock Units vest and the Employee Stock Options become exercisable, in two equal installments of 50% each, on the second and third anniversary of the grant date. |
Remarks: |
|
|
/s/ Brandon Smith, attorney in fact for L. Kevin Cox |
03/02/2023 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |