Glencore plc
Baar, Switzerland
26 April 2016
TR-1: Notification of Major Interest in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Glencore PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Qatar Holding LLC Qatar Investment Authority (as parent undertaking only) |
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4. Full name of shareholder(s) |
Qatar Holding LLC |
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5. Date of the transaction and date on |
25 April 2016 |
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6. Date on which issuer notified: |
26 April 2016 |
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7. Threshold(s) that is/are crossed or |
Below 9% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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JE00B4T3BW64 USD 0.01 Ordinary shares |
1,307,587,099 |
1,307,587,099 |
1,294,889,180 |
1,294,889,180 |
N/A |
8.996% |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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N/A |
N/A |
N/A |
N/A |
N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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N/A |
N/A |
N/A |
N/A |
N/A |
Nominal |
Delta |
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N/A |
N/A |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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1,294,889,180 |
8.996% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Qatar Holding LLC is the beneficial holder of the specified shares and voting rights in Glencore PLC. Qatar Holding LLC is established as a limited liability company in the Qatar Financial Centre ("QFC") and is licensed by the QFC Authority under License No. 00004. Qatar Holding LLC is wholly-owned by Qatar Investment Authority ("QIA") and makes this notification on behalf of itself and QIA. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Ian R. Kellow Head of Compliance Qatar Holding LLC/Qatar Investment Authority |
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15. Contact telephone number: |
+974-4499-5893 |
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For further information please contact:
Investors |
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Paul Smith |
t: +41 41 709 24 87 |
m: +41 79 947 13 48 |
paul.smith@glencore.com |
Martin Fewings |
t: +41 41 709 28 80 |
m: +41 79 737 56 42 |
martin.fewings@glencore.com |
Media |
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Charles Watenphul |
t: +41 41 709 24 62 |
m: +41 79 904 33 20 |
charles.watenphul@glencore.com |
Pam Bell |
t: +44 20 7412 3471 |
m: +44 77 3031 9806 |
pam.bell@glencore.co.uk |
Company secretarial: |
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John Burton |
t: +41 41 709 2619 |
m: +41 79 944 5434 |
john.burton@glencore.com |
Nicola Leigh |
t: +41 41 709 2755 |
m: +41 79 735 3916 |
nicola.leigh@glencore.com |
www.youtube.com/glencorevideos
Glencore is one of the world's largest global diversified natural resource companies and a major producer and marketer of more than 90 commodities. The Group's operations comprise of over 150 mining and metallurgical sites, oil production assets and agricultural facilities.
With a strong footprint in both established and emerging regions for natural resources, Glencore's industrial and marketing activities are supported by a global network of more than 90 offices located in over 50 countries.
Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation, oil and food processing. We also provide financing, logistics and other services to producers and consumers of commodities. Glencore's companies employ around 181,000 people, including contractors.
Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the International Council on Mining and Metals. We are an active participant in the Extractive Industries Transparency Initiative.