Holding(s) in Company

Capricorn Energy PLC
17 January 2024
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs & Co. LLC

New York

United States of America

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

15-Jan-2024

6. Date on which Issuer notified

17-Jan-2024

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

10.796975

6.787846

17.584821

16468998

Position of previous notification (if applicable)

11.117176

6.473259

17.590435


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BRJ7R218


10111867


10.796975

Sub Total 8.A

10111867

10.796975%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


2736277

2.921668

Sub Total 8.B1


2736277

2.921668%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

11-Mar-2024


Cash

2893220

3.089244

Swap

21-Jun-2033


Cash

245443

0.262072

Swap

15-Dec-2033


Cash

211385

0.225707

Swap

09-Jan-2034


Cash

71920

0.076793

Swap

20-Jun-2033


Cash

62614

0.066857

Swap

26-Oct-2026


Cash

38597

0.041212

Swap

07-Mar-2029


Cash

29894

0.031920

Swap

13-Jan-2033


Cash

28133

0.030039

Swap

21-Jun-2033


Cash

25231

0.026940

Swap

21-Jun-2033


Cash

8025

0.008568

Swap

08-Dec-2033


Cash

3640

0.003887

Swap

20-Jun-2033


Cash

2752

0.002939

Sub Total 8.B2


3620854

3.866178%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

10.784359

3.698466

14.482825%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

10.784359

3.698466

14.482825%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

10.784359

3.698466

14.482825%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs & Co. LLC

0.012617

3.089244

3.101861%

The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank Europe SE




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

17-Jan-2024

13. Place Of Completion

Warsaw

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