GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Sir Andrew Witty |
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b) |
Position/status |
Chief Executive Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
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b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
3155.638 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
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n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms E Walmsley |
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b) |
Position/status |
CEO Designate |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
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b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
1224.146 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
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n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R G Connor |
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b) |
Position/status |
President, Global Manufacturing & Supply |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
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b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
697.320 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
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n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr S Dingemans |
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b) |
Position/status |
Chief Financial Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
1697.968 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
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n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr N Hirons |
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b) |
Position/status |
SVP, Global Ethics & Compliance |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
445.596 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
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n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr S A Hussain |
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b) |
Position/status |
President, Global Pharmaceuticals |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
1264.948 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D S Redfern |
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b) |
Position/status |
Chief Strategy Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
875.454 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Dr M M Slaoui |
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b) |
Position/status |
Chairman, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
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b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 13 October 2016 on ADSs held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
1220.178 $42.39
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms C Thomas |
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b) |
Position/status |
SVP, Human Resources |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
1032.946 £17.00
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr P C Thomson |
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b) |
Position/status |
SVP, Communications & Government Affairs |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
374.292 £17.00
|
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D E Troy |
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b) |
Position/status |
SVP & General Counsel |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 13 October 2016 on ADSs held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information Aggregated volume Price |
669.344 $42.39
|
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Dr P J T Vallance |
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b) |
Position/status |
President, Pharmaceuticals R&D |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information Aggregated volume Price |
1693.318 £17.00
|
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e) |
Date of the transaction |
2016-10-13 |
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f) |
Place of the transaction
|
n/a |