GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||
a) |
Name |
Sir Andrew Witty |
||||||||||||||||
b) |
Position/status |
Chief Executive Officer |
||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
16,936.13 £17.00
|
||||||||||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||
a) |
Name |
Ms E Walmsley |
||||||||||
b) |
Position/status |
CEO Designate |
||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||
d) |
Aggregated information
Aggregated volume Price |
5,770.153 £17.00
|
||||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr S Dingemans |
||||||||
b) |
Position/status |
Chief Financial Officer |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
7,110.869 £17.00
|
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr R G Connor |
||||||||
b) |
Position/status |
President, Global Manufacturing & Supply |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
3,481.024 £17.00
|
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr L Debruyne |
||||||||
b) |
Position/status |
President, Global Vaccines GSK |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
916.330 £17.00
|
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||
a) |
Name |
Mr N Hirons |
||||||
b) |
Position/status |
SVP, Global Ethics & Compliance |
||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Name |
GlaxoSmithKline plc |
||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||
c) |
Price(s) and volume(s) |
|
||||||
d) |
Aggregated information
Aggregated volume Price |
1,083.178 £17.00
|
||||||
e) |
Date of the transaction |
2016-10-13 |
||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr S A Hussain |
||||||||
b) |
Position/status |
President, Global Pharmaceuticals |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
7,273.407 £17.00
|
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr D S Redfern |
||||||||
b) |
Position/status |
Chief Strategy Officer |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
2,591.626 £17.00 |
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Ms C Thomas |
||||||||
b) |
Position/status |
SVP, HR |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
3,451.28 £17.00 |
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr P C Thomson |
||||||||
b) |
Position/status |
SVP, Communications & Government Affairs |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
1,884.232 £17.00 |
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Dr P J T Vallance |
||||||||
b) |
Position/status |
President, Pharmaceuticals R&D |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
7,568.381 £17.00
|
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mrs V A Whyte |
||||||||
b) |
Position/status |
Company Secretary |
||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 13 October 2016 on Ordinary Shares held in the Company's 2009 Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
435.597 £17.00 |
||||||||
e) |
Date of the transaction |
2016-10-13 |
||||||||
f) |
Place of the transaction
|
n/a |