GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Ms E Walmsley |
||||||||||||||||||||||||||
b) |
Position/status |
Chief Executive Officer |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
1,866.43 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||
a) |
Name |
Mr R G Connor |
||||||||||||||||||||||
b) |
Position/status |
President, Global Manufacturing & Supply |
||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
900.310 £15.275 |
||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||
a) |
Name |
Mr L Debruyne |
||||||||||
b) |
Position/status |
President, Global Vaccines |
||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||
d) |
Aggregated information
Aggregated volume Price |
713.484 £15.275 |
||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Mr S Dingemans |
||||||||||||||||||||||||||
b) |
Position/status |
Chief Financial Officer |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
2,151.842 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Mr N Hirons |
||||||||||||||||||||||||||
b) |
Position/status |
SVP, Global Ethics & Compliance |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
788.974 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||
a) |
Name |
Mr B McNamara |
||||||
b) |
Position/status |
CEO, GSK Consumer Healthcare |
||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Name |
GlaxoSmithKline plc |
||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
||||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 October 2017 on ADSs held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||
c) |
Price(s) and volume(s) |
|
||||||
d) |
Aggregated information
Aggregated volume Price |
151.926 $41.020 |
||||||
e) |
Date of the transaction |
2017-10-12 |
||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Mr D S Redfern |
||||||||||||||||||||||||||
b) |
Position/status |
Chief Strategy Officer |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
1,051.446 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Ms C Thomas |
||||||||||||||||||||||||||
b) |
Position/status |
SVP, Human Resources |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
1,523.426 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||
a) |
Name |
Mr P C Thomson |
||||||||||||||
b) |
Position/status |
President, Global Affairs |
||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
481.816 £15.275 |
||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Mr D E Troy |
||||||||||||||||||||||||||
b) |
Position/status |
SVP & General Counsel |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 October 2017 on ADSs held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
884.644 $41.020
|
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||||||||||||||||||||
a) |
Name |
Dr P J T Vallance |
||||||||||||||||||||||||||
b) |
Position/status |
President, R&D |
||||||||||||||||||||||||||
c) |
Initial notification/ amendment |
Initial notification |
||||||||||||||||||||||||||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||||||||||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||||||||||||||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||||||||||||||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||||||||||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
||||||||||||||||||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 October 2017 on Ordinary Shares held in the Company's 2009 Deferred Annual Bonus Plan. |
||||||||||||||||||||||||||
c) |
Price(s) and volume(s) |
|
||||||||||||||||||||||||||
d) |
Aggregated information
Aggregated volume Price |
1,845.132 £15.275 |
||||||||||||||||||||||||||
e) |
Date of the transaction |
2017-10-12 |
||||||||||||||||||||||||||
f) |
Place of the transaction
|
n/a |