GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R G Connor |
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b) |
Position/status |
President, Global Manufacturing & Supply |
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c) |
Initial notification/ amendment |
Initial Notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
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b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 12 February 2014 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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|
£0.0000 |
13,284 (Deferred) |
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|
£0.0000 |
4,428 (Matching) |
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|
|
|
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d) |
Aggregated information |
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Aggregated volume Price |
17,712 £0.0000 |
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e) |
Date of the transaction |
2017-02-21 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr R G Connor |
|||
b) |
Position/status |
President, Global Manufacturing & Supply |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 21 February 2017 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.3575 |
6,369 (Deferred) |
|
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|
£16.3575 |
2,124 (Matching) |
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||
|
|
|
|
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d) |
Aggregated information |
|
|||
Aggregated volume Price |
8,493 £16.3575 |
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e) |
Date of the transaction |
2017-02-21 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr S A Hussain |
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b) |
Position/status |
President, Global Pharmaceuticals |
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c) |
Initial notification/ amendment |
Initial Notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 12 February 2014 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.0000 |
9,743 (Deferred) |
|
||
|
£0.0000 |
3,248 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information |
|
|||
Aggregated volume Price |
12,991 £0.0000 |
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e) |
Date of the transaction |
2017-02-21 |
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f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr S A Hussain |
|||
b) |
Position/status |
President, Global Pharmaceuticals |
|||
c) |
Initial notification/ amendment |
Initial Notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 21 February 2017 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.4650 |
4,234 (Deferred) |
|
||
|
£16.4750 |
1,412 (Matching) |
|
||
|
|
|
|
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d) |
Aggregated information |
|
|||
Aggregated volume Price |
5,646 £16.4675 |
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e) |
Date of the transaction |
2017-02-21 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Dr P J T Vallance |
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b) |
Position/status |
President, R&D |
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c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 12 February 2014 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.0000 |
26,863 (Deferred) |
|
||
|
£0.0000 |
8,954 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information |
|
|||
Aggregated volume Price |
35,817 £0.0000 |
||||
e) |
Date of the transaction |
2017-02-21 |
|||
f) |
Place of the transaction
|
n/a |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Dr P J T Vallance |
|||
b) |
Position/status |
President, R&D |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on nil-cost options over Ordinary Shares exercised on 21 February 2017 under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.3575 |
12,879 (Deferred) |
|
||
|
£16.3575 |
4,294 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information |
|
|||
Aggregated volume Price |
17,173 £16.3575 |
||||
e) |
Date of the transaction |
2017-02-21 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |