GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms E Walmsley |
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b) |
Position/status |
Chief Executive Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
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b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information
Aggregated volume Price |
16,583.050 £14.296
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R G Connor |
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b) |
Position/status |
President, Global Manufacturing & Supply |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information
Aggregated volume Price |
6,950.178 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr L Debruyne |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information
Aggregated volume Price |
4,180.105 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr L Miels |
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b) |
Position/status |
President, Global Pharmaceuticals |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information
Aggregated volume Price |
9,528.606 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr S Dingemans |
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b) |
Position/status |
Chief Financial Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||
a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information
Aggregated volume Price |
13,474.367 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr N Hirons |
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b) |
Position/status |
SVP, Global Ethics & Compliance |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
2,661.111 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D S Redfern |
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b) |
Position/status |
Chief Strategy Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
4,909.931 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms C Thomas |
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b) |
Position/status |
SVP, HR |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
5,714.144 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr P C Thomson |
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b) |
Position/status |
President, Global Affairs |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
a) |
Name |
GlaxoSmithKline plc |
|||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
|||||||||
c) |
Price(s) and volume(s) |
|
|||||||||
d) |
Aggregated information
Aggregated volume Price |
3,486.288 £14.296
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mrs V A Whyte |
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b) |
Position/status |
Company Secretary |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
||||||||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
||||||||
b) |
Nature of the transaction |
Increase in notional interest in Ordinary Shares following the re-investment of dividends paid to shareholders on 12 April 2018 on Ordinary Shares held in the Company's Performance Share Plan. |
||||||||
c) |
Price(s) and volume(s) |
|
||||||||
d) |
Aggregated information
Aggregated volume Price |
602.829 £14.296
|
||||||||
e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
|||||||||
a) |
Name |
Mr B McNamara |
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b) |
Position/status |
CEO, GSK Consumer Healthcare |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
a) |
Name |
GlaxoSmithKline plc |
||||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
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b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 April 2018 on ADSs held in the Company's Performance Share Plan. |
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c) |
Price(s) and volume(s) |
|
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d) |
Aggregated information
Aggregated volume Price |
3,993.911 $40.62
|
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e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D E Troy |
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b) |
Position/status |
SVP & General Counsel |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
a) |
Name |
GlaxoSmithKline plc |
||||||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053 |
||||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 April 2018 on ADSs held in the Company's Performance Share Plan. |
||||||
c) |
Price(s) and volume(s) |
|
||||||
d) |
Aggregated information
Aggregated volume Price |
3,335.240 $40.62
|
||||||
e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr H Barron |
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b) |
Position/status |
Chief Scientific Officer and President, R&D |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 April 2018 on ADSs held in the Company's Performance Share Plan. |
||||
c) |
Price(s) and volume(s) |
|
||||
d) |
Aggregated information
Aggregated volume Price |
n/a (single transaction)
|
||||
e) |
Date of the transaction |
2018-04-12 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms K Terrell |
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b) |
Position/status |
Chief Digital & Technology Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a) |
Name |
GlaxoSmithKline plc |
||||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
|||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
||||
b) |
Nature of the transaction |
Increase in notional interest in ADSs following the re-investment of dividends paid to shareholders on 12 April 2018 on ADSs held in the Company's Performance Share Plan. |
||||
c) |
Price(s) and volume(s) |
|
||||
d) |
Aggregated information
Aggregated volume Price |
n/a (single transaction)
|
||||
e) |
Date of the transaction |
2018-04-12 |
||||
f) |
Place of the transaction
|
New York Stock Exchange (XNYS) |