GlaxoSmithKline plc (the 'Company')
Transaction notification
The Company changed suppliers in respect of Long-Term Incentives administration in May 2018. On 26 July 2018, Ordinary Shares and American Depositary Shares (ADS) held by Executive Directors and Persons Discharging Managerial Responsibilities (PDMRs) in nominee accounts were transferred from the previous administrator to the new administrator.
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Ms E Walmsley |
|||
b) |
Position/status |
Chief Executive Officer |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
121,966.031 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr R G Connor |
|||
b) |
Position/status |
President, Global Manufacturing & Supply |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
3,361.333 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr L Debruyne |
|||
b) |
Position/status |
President, Global Vaccines |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
88,000.060 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr S Dingemans |
|||
b) |
Position/status |
Chief Financial Officer |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
83,440.728 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr N Hirons |
|||
b) |
Position/status |
SVP, Global Ethics & Compliance |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
24,588.491 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr N Hirons |
|||
b) |
Position/status |
SVP, Global Ethics & Compliance |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
|||
b) |
Nature of the transaction |
Transfer of ADSs between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
$0.00 |
1,528.812 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
|
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr B McNamara |
|||
b) |
Position/status |
CEO, GSK Consumer Healthcare |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
|||
b) |
Nature of the transaction |
Transfer of ADSs between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
$0.00 |
36,712.903 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr D S Redfern |
|||
b) |
Position/status |
Chief Strategy Officer |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
154,521.108 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Ms C Thomas |
|||
b) |
Position/status |
SVP, Human Resources |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
97,974.175 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mrs K Thomson |
|||
b) |
Position/status |
PCA of Mr P C Thomson (President, Global Affairs) |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
10,122.428 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr P C Thomson |
|||
b) |
Position/status |
President, Global Affairs |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
Transfer of Ordinary Shares between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
16,702.991 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr D E Troy |
|||
b) |
Position/status |
SVP & General Counsel |
|||
c) |
Initial notification/ amendment |
Initial Notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
|||
b) |
Nature of the transaction |
Transfer of ADSs between accounts.
No change in beneficial ownership. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
$0.00 |
184,542.810 |
|
||
|
|
|
|
||
d) |
Aggregated information |
n/a (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2018-07-26 |
|||
f) |
Place of the transaction
|
Off market |