GlaxoSmithKline plc (the 'Company')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms E Walmsley |
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b) |
Position/status |
Chief Executive Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 15 February 2017 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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|
£0.00 |
37,221 (Deferred) |
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|
£0.00 |
24,815 (Matching) |
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d) |
Aggregated information
|
N/A (single transaction) |
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Aggregated volume Price |
62,036 £0.00 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
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N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms E Walmsley |
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b) |
Position/status |
Chief Executive Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the exercise of nil-cost options under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
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£16.614 |
17,523 (Deferred) |
|
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£16.614 |
11,680 (Matching) |
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|
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|
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
29,203 £16.614 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Connor |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 15 February 2017 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
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|
£0.00 |
19,375 (Deferred) |
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|
£0.00 |
12,917 (Matching) |
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|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
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Aggregated volume Price |
32,292 £0.00 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
|
N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Connor |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the exercise of nil-cost options over Ordinary Shares under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
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|
£16.714 |
9,120 (Deferred) |
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|
£16.714 |
6,081 (Matching) |
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|
|
|
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d) |
Aggregated information
|
|
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Aggregated volume Price |
15,201 £16.714 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr N Hirons |
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b) |
Position/status |
SVP, Global Ethics and Compliance |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 15 February 2017 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
12,243 (Deferred) |
|
||
|
£0.00 |
8,163 (Matching) |
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||
|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
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Aggregated volume Price |
20,406 £0.00 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
|
N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr N Hirons |
|||
b) |
Position/status |
SVP, Global Ethics and Compliance |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the exercise of nil-cost options over Ordinary Shares under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
|
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c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.678 |
5,770 (Deferred) |
|
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|
£16.678 |
3,846 (Matching) |
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||
|
|
|
|
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d) |
Aggregated information
|
|
|||
Aggregated volume Price |
9,616 £16.678 |
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e) |
Date of the transaction |
2020-02-17 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr B McNamara |
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b) |
Position/status |
CEO, GSK Consumer Healthcare |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
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b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities on the vesting of awards under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
|
|
$43.544 |
3,467 (Deferred) |
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|
$43.544 |
2,423 (Matching) |
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||
|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
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Aggregated volume Price |
5,890 $43.544 |
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e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D Redfern |
|||
b) |
Position/status |
Chief Strategy Officer |
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c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 15 February 2017 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
15,407 (Deferred) |
|
||
|
£0.00 |
10,273 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information
|
|
|||
Aggregated volume Price |
25,680 £0.00 |
||||
e) |
Date of the transaction |
2020-02-17 |
|||
f) |
Place of the transaction
|
N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr D Redfern |
|||
b) |
Position/status |
Chief Strategy Officer |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the exercise of nil-cost options over Ordinary Shares under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.629 |
7,261 (Deferred) |
|
||
|
£16.629 |
4,840 (Matching) |
|
||
|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
12,101 £16.629 |
||||
e) |
Date of the transaction |
2020-02-17 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr P Thomson |
|||
b) |
Position/status |
President, Global Affairs |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The exercise of nil-cost options over Ordinary Shares granted on 15 February 2017 under the Company's 2009 Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards. |
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£0.00 |
7,302 (Deferred) |
|
||
|
£0.00 |
4,869 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information
|
|
|||
Aggregated volume Price |
12,171 £0.00 |
||||
e) |
Date of the transaction |
2020-02-17 |
|||
f) |
Place of the transaction
|
N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr P Thomson |
|||
b) |
Position/status |
President, Global Affairs |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the exercise of nil-cost options over Ordinary Shares under the Company's Deferred Annual Bonus Plan - Deferred Bonus and Matching Awards.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.623 |
3,442 (Deferred) |
|
||
|
£16.623 |
2,294 (Matching) |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
5,736 £16.623 |
||||
e) |
Date of the transaction |
2020-02-17 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |