GlaxoSmithKline plc (the ' Company ')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Connor |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
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b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£16.597 |
43,760 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms D Conrad |
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b) |
Position/status |
SVP, Human Resources |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
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b) |
Nature of the transaction |
Following the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan, Ms Conrad received a cash amount of approximately £152,000 (less applicable tax withholding) which is equal to the market value of the number of Ordinary Shares which would otherwise have been transferred to her.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£16.597 |
9,168 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2020-02-19 |
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f) |
Place of the transaction
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N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr J Ford |
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b) |
Position/status |
SVP & General Counsel |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
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b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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$43.544 |
2,454 |
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d) |
Aggregated information
|
N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
New York Stock Exchange (XNYS)
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1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr N Hirons |
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b) |
Position/status |
SVP, Global Ethics & Compliance |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£16.597 |
16,122 |
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
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e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms S Jackson |
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b) |
Position/status |
SVP, Global Communications & CEO Office |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
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|
£16.597 |
4,309 |
|
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|
|
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr D Jackson |
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b) |
Position/status |
PCA of Ms S Jackson (SVP, Global Communications & CEO Office) |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
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|
£16.597 |
1,111 |
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|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
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f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr B McNamara |
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b) |
Position/status |
CEO, GSK Consumer Healthcare |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
American Depositary Shares ('ADSs') ISIN: US37733W1053
|
|||
b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
$43.544 |
33,055 |
|
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|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
New York Stock Exchange (XNYS)
|
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr L Miels |
|||
b) |
Position/status |
President Global Pharmaceuticals |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
65,213 |
|
||
|
|
|
|
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d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr D Redfern |
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b) |
Position/status |
Chief Strategy Officer |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
31,324 |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr R Simard |
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b) |
Position/status |
President, Pharmaceuticals Supply Chain |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
4,309 |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Mr P Thomson |
|||
b) |
Position/status |
President, Global Affairs |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
21,650 |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Ms D Waterhouse |
|||
b) |
Position/status |
CEO of ViiV Healthcare |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
5,909 |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
||||
a) |
Name |
Ms V Whyte |
|||
b) |
Position/status |
Company Secretary |
|||
c) |
Initial notification/ amendment |
Initial notification |
|||
2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||
a) |
Name |
GlaxoSmithKline plc |
|||
b) |
LEI |
5493000HZTVUYLO1D793 |
|||
3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
||||
a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares') ISIN: GB0009252882
|
|||
b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities on the vesting of awards granted in 2017 under the Company's 2017 Performance Share Plan.
|
|||
c) |
Price(s) and volume(s) |
|
Price(s) |
Volume(s) |
|
|
£16.597 |
4,309 |
|
||
|
|
|
|
||
d) |
Aggregated information
|
N/A (single transaction) |
|||
Aggregated volume Price |
|
||||
e) |
Date of the transaction |
2020-02-18 |
|||
f) |
Place of the transaction
|
London Stock Exchange (XLON) |