GlaxoSmithKline plc (the ' Company ')
Transaction notification
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Dr H Barron |
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b) |
Position/status |
Chief Scientific Officer and President, R&D |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
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b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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$35.6978 |
86,855 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2021-02-12 |
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f) |
Place of the transaction
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New York Stock Exchange (XNYS) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr R Connor |
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b) |
Position/status |
President, Global Vaccines |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£12.6107 . |
63,501 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2021-02-12 |
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f) |
Place of the transaction
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London Stock Exchange (XLON) |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Ms D Conrad |
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b) |
Position/status |
SVP, Human Resources |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 |
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b) |
Nature of the transaction |
Following the vesting of Ordinary Shares awarded in 2018 under the Company's Performance Share Plan, Ms Conrad received a cash amount of £115,778.84 (less applicable tax withholding) which is equal to the market value of the number of Ordinary Shares which would otherwise have been transferred to her. |
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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£12.6107 |
9,181 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2021-02-15 |
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f) |
Place of the transaction
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N/A |
1. |
Details of PDMR/person closely associated with them ('PCA') |
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a) |
Name |
Mr J Ford |
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b) |
Position/status |
SVP & General Counsel |
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c) |
Initial notification/ amendment |
Initial notification |
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2. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
GlaxoSmithKline plc |
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b) |
LEI |
5493000HZTVUYLO1D793 |
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3. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted |
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a) |
Description of the financial instrument |
American Depositary Shares ('ADSs')
ISIN: US37733W1053 |
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b) |
Nature of the transaction |
The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. |
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c) |
Price(s) and volume(s) |
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Price(s) |
Volume(s) |
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$35.6978 |
2,458 |
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d) |
Aggregated information
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N/A (single transaction) |
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Aggregated volume Price |
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e) |
Date of the transaction |
2021-02-12 |
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f) |
Place of the transaction
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New York Stock Exchange (XNYS) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr N Hirons | |||
b) | Position/status | SVP, Global Ethics and Compliance | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. | |||
c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 23,551 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Ms S Jackson | |||
b) | Position/status | SVP, Global Communications & CEO Office | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. | |||
c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 | 4,316 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr D Jackson | |||
b) | Position/status | PCA of Ms S Jackson (SVP, Global Communications & CEO Office) | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. | |||
c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 | 2,038 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr B McNamara | |||
b) | Position/status | CEO, GSK Consumer Healthcare | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | American Depositary Shares ('ADSs')
ISIN: US37733W1053 | |||
b) | Nature of the transaction | The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan. | |||
c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| $35.6978 | 43,024 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| New York Stock Exchange (XNYS) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr L Miels | |||
b) | Position/status | President, Global Pharmaceuticals | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 29,048 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr D Redfern | |||
b) | Position/status | Chief Strategy Officer | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 43,533 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr R Simard | |||
b) | Position/status | President, Pharmaceuticals Supply Chain | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 4,316 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Ms K Terrell | |||
b) | Position/status | Chief Digital & Technology Officer | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | American Depositary Shares ('ADSs')
ISIN: US37733W1053 | |||
b) | Nature of the transaction | The sale of ADSs to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| $35.6978 | 27,459 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| New York Stock Exchange (XNYS) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Mr P Thomson | |||
b) | Position/status | President, Global Affairs | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 31,041 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Ms D Waterhouse | |||
b) | Position/status | CEO of ViiV Healthcare | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 5,917 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |
1. | Details of PDMR/person closely associated with them ('PCA') | ||||
a) | Name | Ms V Whyte | |||
b) | Position/status | Company Secretary | |||
c) | Initial notification/ amendment | Initial notification | |||
2. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | GlaxoSmithKline plc | |||
b) | LEI | 5493000HZTVUYLO1D793 | |||
3. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted | ||||
a) | Description of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')
ISIN: GB0009252882 | |||
b) | Nature of the transaction | The sale of Ordinary Shares to meet tax liabilities for the vesting of awards granted in 2018 under the Company's 2017 Performance Share Plan.
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c) | Price(s) and volume(s) |
| Price(s) | Volume(s) |
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| £12.6107 . | 4,316 |
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d) | Aggregated information
| N/A (single transaction) | |||
Aggregated volume Price |
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e) | Date of the transaction | 2021-02-12 | |||
f) | Place of the transaction
| London Stock Exchange (XLON) |