HALMA plc
NOTIFICATION OF MAJOR INTERESTS IN SHARES
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In conformity with the Transparency Directive, Halma plc ('Halma') is required to announce to the market the receipt of notifications of major interests in shares. Halma received the notice below on 3 September 2014 in respect of The Capital Group Companies, Inc.
Carol Chesney Company Secretary, Halma plc Tel +44 (0)1494 721111
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Halma plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation:
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The Capital Group Companies, Inc. |
4. Full name of shareholder(s) (if different from 3.):
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See Schedule A |
5. Date of the transaction and date on which the threshold is crossed or reached:
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1 September 2014 |
6. Date on which issuer notified:
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2 September 2014 |
7. Threshold(s) that is/are crossed or reached:
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Above 3% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares (ISIN: GB0004052071) |
11,031,754 |
11,031,754 |
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11,406,582 |
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3.0119% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Expiration |
Exercise/conversion |
Number of voting
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% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Nominal |
Delta
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
11,406,582 |
3.0119% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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See Schedule A |
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14. Contact name:
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15. Contact telephone number:
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Annex to Notification of Major Interests in Shares
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A: Identity of the person or legal entity subject to the notification obligation
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Full name (including legal form for legal entities)
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The Capital Group Companies, Inc.
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Contact address (registered office for legal entities) |
333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
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(213) 615-0469 & GRGroup@capgroup.com |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable
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Full name
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Christopher Aquino
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Contact address |
333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
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(213) 615-0469 & GRGroup@capgroup.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
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Fax: (213) 615-4056
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SCHEDULE A |
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Number of Shares |
Percent of Outstanding |
The Capital Group Companies, Inc. ("CG") holdings |
11,406,582 |
3.012% |
Holdings by CG Management Companies and Funds:
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Capital Guardian Trust Company |
1,525,012 |
0.403% |
Capital Research and Management Company |
9,881,570 |
2.609% |