Holding(s) in Company

RNS Number : 3523G

Harbour Energy PLC

14 November 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

10-Nov-2022

6. Date on which Issuer notified

14-Nov-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.267194	9.311162	12.578356	108563719
Position of previous notification (if applicable)	2.993579	8.261370	11.254949

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		28199130		3.267194
Sub Total 8.A	28199130		3.267194%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	2909602	0.337111
Physical Swap	05/01/2023	NA	1415954	0.164055
Sub Total 8.B1			4325556	0.501166%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	16/11/2022	N/A	Cash	246886	0.028605
Swaps	16/01/2023	N/A	Cash	4293424	0.497443
Swaps	26/01/2023	N/A	Cash	13284000	1.539104
Swaps	07/02/2023	N/A	Cash	2293266	0.265701
Swaps	15/02/2023	N/A	Cash	8191618	0.949093
Swaps	28/02/2023	N/A	Cash	147671	0.017109
Swaps	31/03/2023	N/A	Cash	10297956	1.193137
Swaps	03/05/2023	N/A	Cash	3514252	0.407167
Swaps	02/08/2023	N/A	Cash	684090	0.079260
Swaps	31/08/2023	N/A	Cash	391264	0.045332
Swaps	27/09/2023	N/A	Cash	42459	0.004919
Swaps	31/10/2023	N/A	Cash	209648	0.024290
Swaps	10/01/2023	N/A	Cash	3270000	0.378867
Swaps	21/11/2022	N/A	Cash	426044	0.049362
Swaps	25/09/2023	N/A	Cash	1160562	0.134464
Swaps	18/03/2026	N/A	Cash	322427	0.037357
Swaps	15/10/2027	N/A	Cash	18577	0.002152
Swaps	27/10/2023	N/A	Cash	28593	0.003313
Swaps	28/11/2023	N/A	Cash	104607	0.012120
Swaps	30/11/2023	N/A	Cash	857	0.000099
Swaps	20/02/2023	N/A	Cash	2790000	0.323254
Swaps	10/07/2023	N/A	Cash	4250	0.000492
Swaps	31/07/2024	N/A	Cash	19958965	2.312476
Swaps	05/12/2022	N/A	Cash	1265224	0.146591
Swaps	11/04/2023	N/A	Cash	3092393	0.358289
Sub Total 8.B2				76039033	8.809996%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		5.561712	5.561712%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	Merrill Lynch International	3.253339	3.613879	6.867218%
Bank of America Corporation	BOFA Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

14-Nov-2022

13. Place Of Completion

United Kingdom

 

END

 

 

HOLEASFLFSXAFFA