Hargreaves Lansdown plc
13 October 2017
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRISTOPHER WORLE |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF SHARE OPTIONS UNDER THE UNAPPROVED SHARE OPTION SCHEME |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
40,000
GBP 6.315
|
||||
e)
|
Date of the transaction
|
12 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
28,235
GBP 15.10
|
||||
e)
|
Date of the transaction
|
12 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,743
GBP 1
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10,743
GBP 15.30
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
MARK DAMPIER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS UNDER THE DEFERRED BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
4,846
GBP 1
|
||||
e)
|
Date of the transaction
|
12 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
3,659
GBP 15.34
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ANNETTE DAMPIER |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA/MARK DAMPIER (PDMR)
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
196,151
GBP 15.29
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF SHARE OPTIONS UNDER THE LTIP |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
33,036
GBP 13.29
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF SHARE OPTIONS UNDER THE UNAPPROVED SHARE OPTION SCHEME |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
33,036
GBP 4.5191
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE OF A TRADING VENUE |
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE OF SHARES |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
58,036
GBP 15.275
|
||||
e)
|
Date of the transaction
|
13 OCTOBER 2017 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Judy Matthews
Company Secretary
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements