Hargreaves Lansdown plc
6 NOVEMBER 2017
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRISTOPHER HILL
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
DIRECTOR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
18,957
GBP 299,994.53 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
PHILIP JOHNSON
|
||||
|
Reason for the notification
|
|||||
a)
|
Position/status
|
DIRECTOR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
13,428
GBP 212,498.10 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROB BYETT
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
HEATHER COOPER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
MARK DAMPIER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID DAVIES
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
LEE GARDHOUSE
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
IAN HUNTER
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS WORLE
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,478
GBP 149,989.35 |
||||
e)
|
Date of the transaction
|
3 NOVEMBER 2017 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Judy Matthews
Company Secretary
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements