Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 12,281ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Shawn Gamble |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
12,281
£175,495.49
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 13,645 ordinary shares in the Company under the Sustained Performance Plan 2017. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
shawn gamble |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan 2017 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
13,645
£194,987.05
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 4,648ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Shawn Gamble |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan II |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
4,648
£71,486.24
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Christopher Hill a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 54,810ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Christopher hill |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
54,810
£783,234.90
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Christopher Hill a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 22,673ordinary shares in the Company under the Sustained Performance Plan 2017. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
christopher hill |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan 2017 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
22,673
£323,997.17
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Ian Hunter a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 20,573ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Ian Hunter |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
20,573
£293,988.17
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Ian Hunter a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 14,695 ordinary shares in the Company under the Sustained Performance Plan 2017. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Ian hunter |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan 2017 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
14,695
£209,991.55
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that David James a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 9,107ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
David James |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
9,107
£130,139.03
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that David James a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 11,161ordinary shares in the Company under the Sustained Performance Plan 2017. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
david james |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan 2017 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
11,161
£159,490.69
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Philip Johnson a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 36,617 ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Philip Johnson |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
36,617
£523,256.93
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Chris Worle a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 6,571ordinary shares in the Company under the Deferred Performance Bonus Plan. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
chris worle |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER DEFERRED Performance BONUS Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
6,571
£93,899.59
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
The Company announces that Chris Worle a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 10,951ordinary shares in the Company under the Sustained Performance Plan 2017. The grant took place on Monday 20 September 2021.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Chris worle |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
GRANT OF OPTION UNDER sustained performance plan 2017 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
10.951
£156,489.79
|
||||
e)
|
Date of the transaction
|
20 September 2021 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
Victoria Orme
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements