Director/PDMR Shareholding

RNS Number : 6463Q

Hargreaves Lansdown PLC

29 October 2021

 

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Birger Thorburn a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 127,165 ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Birger Thorburn
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	GRANT OF OPTION UNDER sustained performance plan II
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£ Nil cost 127,165
d)	Aggregated information - Aggregated volume - Price	127,165  Nil cost
e)	Date of the transaction	25 October 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.

Number of shares subject to option	Vesting date	option price	Arrangement
19,632	13/06/2022	Nil Cost	Listing Rule 9.4.2 arrangement
4,418	12/06/2023	Nil Cost	Listing Rule 9.4.2 arrangement
26,432	29/09/2021	Nil Cost	Listing Rule 9.4.2 arrangement
23,502	13/06/2022	Nil Cost	Listing Rule 9.4.2 arrangement
23,632	12/06/2023	Nil Cost	Listing Rule 9.4.2 arrangement
21,486	13/06/2024	Nil Cost	Listing Rule 9.4.2 arrangement
8,063	27/11/2023	Nil Cost	Listing Rule 9.4.2 arrangement

Buy-Out Awards

The nil-cost options were awarded to Birger Thorburn under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Birger Thorburn forfeited on leaving their previous employment. 

The Remuneration Committee believes that the award fairly reflects the value of awards Birger Thorburn forfeited on leaving his previous employment in terms of value and timescale of vesting.

This announcement is made in accordance with the requirements of DTR 3.1.4.

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Robert Divall a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 18,513ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Robert Divall
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	GRANT OF OPTION UNDER sustained performance plan II
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£ Nil cost 18,513
d)	Aggregated information - Aggregated volume - Price	18,513 Nil cost
e)	Date of the transaction	25 October 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.

Number of shares subject to option	Vesting date	option price	Arrangement
996	18/10/2021	Nil Cost	Listing Rule 9.4.2 arrangement
4,832	16/09/2022	Nil Cost	Listing Rule 9.4.2 arrangement
8,374	21/09/2023	Nil Cost	Listing Rule 9.4.2 arrangement
1,437	16/09/2022	Nil Cost	Listing Rule 9.4.2 arrangement
1,437	18/09/2023	Nil Cost	Listing Rule 9.4.2 arrangement
1,437	16/09/2024	Nil Cost	Listing Rule 9.4.2 arrangement

Buy-Out Awards

The nil-cost options were awarded to Robert Divall under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Robert Divall forfeited on leaving their previous employment. 

The Remuneration Committee believes that the award fairly reflects the value of awards Robert Divall forfeited on leaving his previous employment in terms of value and timescale of vesting.

This announcement is made in accordance with the requirements of DTR 3.1.4.

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Shawn Gamble a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 30,184ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Shawn Gamble
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	GRANT OF OPTION UNDER sustained performance plan II
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£ Nil cost 30,184
d)	Aggregated information - Aggregated volume - Price	30,184 Nil cost
e)	Date of the transaction	25 October 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.

Number of shares subject to option	Vesting date	option price	Arrangement
2,760	30/09/2021	Nil Cost	Listing Rule 9.4.2 arrangement
2,418	30/09/2021	Nil Cost	Listing Rule 9.4.2 arrangement
2,418	30/09/2022	Nil Cost	Listing Rule 9.4.2 arrangement
2,418	02/10/2023	Nil Cost	Listing Rule 9.4.2 arrangement
1,152	30/09/2021	Nil Cost	Listing Rule 9.4.2 arrangement
834	30/09/2021	Nil Cost	Listing Rule 9.4.2 arrangement
834	30/09/2022	Nil Cost	Listing Rule 9.4.2 arrangement
834	02/10/2023	Nil Cost	Listing Rule 9.4.2 arrangement
9,220	10/03/2021	Nil Cost	Listing Rule 9.4.2 arrangement
5,022	10/03/2022	Nil Cost	Listing Rule 9.4.2 arrangement
2,274	10/03/2023	Nil Cost	Listing Rule 9.4.2 arrangement

Buy-Out Awards

The nil-cost options were awarded to Shawn Gamble under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Shawn Gamble forfeited on leaving their previous employment. 

The Remuneration Committee believes that the award fairly reflects the value of awards Shawn Gamble forfeited on leaving his previous employment in terms of value and timescale of vesting.

This announcement is made in accordance with the requirements of DTR 3.1.4.

Hargreaves Lansdown plc ("the Company")

Director/PDMR/PCA Transaction - Initial Notification

The Company announces that Claire Chapman a director/person discharging managerial responsibility in the Company has been granted nil-cost options over 50,165ordinary shares in the Company under the Sustained Performance Plan II. The grant took place on Monday 25 October 2021.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Claire Chapman
2	Reason for the notification
a)	Position/status	PDMR
b)	Initial notification /Amendment	INITIAL NOTIFICATION
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	HARGREAVES LANSDOWN PLC
b)	LEI	2138008ZCE93ZDSESG90
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	ORDINARY SHARES GB00B1VZ0M25
b)	Nature of the transaction	GRANT OF OPTION UNDER sustained performance plan II
c)	Price(s) and volume(s)	Price(s) Volume(s)  GBP£ Nil cost 50,165
d)	Aggregated information - Aggregated volume - Price	50,165 Nil cost
e)	Date of the transaction	25 October 2021
f)	Place of the transaction	OUTSIDE A TRADING VENUE

The nil-cost options will become exercisable on vesting dates shown below, subject to continuous employment with Hargreaves Lansdown plc.

Number of shares subject to option	Vesting date	option price	Arrangement
12,680	21/03/2022	Nil Cost	Listing Rule 9.4.2 arrangement
6,234	18/04/2022	Nil Cost	Listing Rule 9.4.2 arrangement
6,234	16/04/2023	Nil Cost	Listing Rule 9.4.2 arrangement
8,339	11/05/2022	Nil Cost	Listing Rule 9.4.2 arrangement
8,339	11/05/2023	Nil Cost	Listing Rule 9.4.2 arrangement
8,339	11/05/2024	Nil Cost	Listing Rule 9.4.2 arrangement

Buy-Out Awards

The nil-cost options were awarded to Claire Chapman under an arrangement to which Listing Rule 9.4.2 applies in respect of the buy-out of the share option arrangements Claire Chapman forfeited on leaving their previous employment. 

The Remuneration Committee believes that the award fairly reflects the value of awards Claire Chapman forfeited on leaving his previous employment in terms of value and timescale of vesting.

This announcement is made in accordance with the requirements of DTR 3.1.4.

Claire Chapman

Company Secretary

Enquiries:

Danny Cox, Head of Communications:

07989 672 071

James Found, Head of Investor Relations:

07970 066 634

Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements  

 

END

 

 

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