Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Robert Divall a person discharging managerial responsibility in the Company has exercised an option under the Sustain Performance Plan II (SPP II) of 6,269 ordinary shares of 0.4p each ("Ordinary Shares"). Robert Divall then immediately disposed of 2,950 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal took place on Thursday 22 September 2022. Following these transactions, the beneficial holding of Robert Divall (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROBERT DIVALL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS UNDER THE SUSTAINED PERFORMANCE PLAN II |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume - Price
|
6,269 £Nil cost
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
ROBERT DIVALL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE of shares acquired under the SUSTAINED PERFORMANCE PLAN II TO COVER TAX LIABILITIES AND COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information - Aggregated volume
- Price
|
2,950
£26,013.02
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that Chris Hill a person discharging managerial responsibility in the Company has exercised an option under the 2021 Deferred Performance Bonus Plan (DPBP) of 18,270 Ordinary Shares of 0.4p each ("Ordinary Shares"). Chris Hill then immediately disposed of 8,595 Ordinary Shares acquired under the exercise to meet the taxation arising on the exercise. Mr Hill then transferred 14,487 Ordinary Shares acquired under the exercise to Vanessa Hill who is a Person Closely Associated with him. The transactions took place on 22 September 2022. Following these transactions, the beneficial holding of Chris Hill (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF options under the 2021 DEFERRED PERFORMANCE BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume - Price |
18,270 £nil cost |
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE of shares acquired under the 2021 deferred performance bonus plan TO COVER TAX LIABILITIES AND COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
8,595
£ 73,917
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
CHRIS HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
Disposal of shares via transfer |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
14,487
£0
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
Outside a trading venue |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
vanessa HILL |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PCA
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
acquisition of shares via a transfer |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume
- Price
|
14,487
£0
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
Outside a trading venue |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that David James a person discharging managerial responsibility in the Company has exercised an option under the 2020 Deferred Performance Bonus Plan (DPBP) of 3,633 ordinary shares of 0.4p each ("Ordinary Shares"). David James then immediately disposed of 1,715 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal took place on Thursday 22 September 2022. Following these transactions, the beneficial holding of David James (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF options under the 2020 Deferred Performance bonus Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information
- Aggregated volume - Price
|
3,633 £Nil |
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE of shares acquired under the 2020 deferred performance bonus plan TO COVER TAX LIABILITIES AND COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information - Aggregated volume
- Price
|
1,715
£ 14,749
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Hargreaves Lansdown plc ("the Company")
Director/PDMR/PCA Transaction - Initial Notification
The Company announces that David James a person discharging managerial responsibility in the Company has exercised an option under the 2021 Deferred Performance Bonus Plan (DPBP) of 3,035 ordinary shares of 0.4p each ("Ordinary Shares"). David James then immediately disposed of 1,433 Ordinary Shares in order to meet the taxation arising on the exercise. The exercise and disposal took place on Thursday 22 September 2022. Following these transactions, the beneficial holding of David James (including his connected persons) in the Company has increased.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
david james |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR
|
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
EXERCISE OF OPTIONS UNDER THE 2021 DEFERRED PERFORMANCE BONUS PLAN |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information - Aggregated volume
- Price
|
3,035
£Nil
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
OUTSIDE A TRADING VENUE |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
DAVID JAMES |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
PDMR |
||||
b)
|
Initial notification /Amendment
|
INITIAL NOTIFICATION |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
HARGREAVES LANSDOWN PLC |
||||
b)
|
LEI
|
2138008ZCE93ZDSESG90 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code |
ORDINARY SHARES
|
||||
b)
|
Nature of the transaction
|
SALE of shares acquired under the 2021 deferred performance bonus plan TO COVER TAX LIABILITIES AND COST OF EXERCISE |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d) |
Aggregated information - Aggregated volume
- Price
|
1,643
£14,129.80
|
||||
e)
|
Date of the transaction
|
22 September 2022 |
||||
f)
|
Place of the transaction
|
LONDON STOCK EXCHANGE |
Claire Chapman
Company Secretary
Enquiries:
Danny Cox, Head of Communications:
07989 672 071
James Found, Head of Investor Relations:
07970 066 634
Copies of our announcements are available on our website http://www.hl.co.uk/investor-relations/regulatory-announcements