Form 8.5 (EPT/RI) - Hargreaves

GoldmanSachs International

29 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	HARGREAVES LANSDOWN PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	A CONSORTIUM COMPRISING CVC ADVISERS LIMITED, NORDIC CAPITAL XI DELTA, SCSP (ACTING THROUGH ITS GENERAL PARTNER NORDIC CAPITAL XI DELTA GP SARL) AND PLATINUM IVY B 2018 RSC LIMITED (A WHOLLY-OWNED SUBSIDIARY OF ABU DHABI INVESTMENT AUTHORITY MANAGED BY ITS PRIVATE EQUITIES INVESTMENT DEPARTMENT)
(d) Date dealing undertaken:	22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchases	3,167,886	9.8940 GBP	9.2200 GBP
0.4p ordinary	Sales	1,433,170	9.8830 GBP	9.1600 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
0.4p ordinary	CFD	Reducing a long position	1,957	9.2175 GBP
0.4p ordinary	CFD	Increasing a long position	1,081	9.2500 GBP
0.4p ordinary	CFD	Reducing a long position	200	9.2541 GBP
0.4p ordinary	CFD	Reducing a long position	3,846	9.2770 GBP
0.4p ordinary	CFD	Reducing a long position	2,483	9.2796 GBP
0.4p ordinary	CFD	Reducing a short position	1,060	9.2813 GBP
0.4p ordinary	CFD	Reducing a long position	544	9.2821 GBP
0.4p ordinary	CFD	Opening a short position	89	9.2862 GBP
0.4p ordinary	CFD	Reducing a long position	2,331	9.2862 GBP
0.4p ordinary	CFD	Opening a short position	198	9.2863 GBP
0.4p ordinary	CFD	Reducing a long position	5,163	9.2863 GBP
0.4p ordinary	CFD	Reducing a long position	165	9.2995 GBP
0.4p ordinary	CFD	Reducing a long position	533	9.2995 GBP
0.4p ordinary	CFD	Reducing a long position	3	9.3004 GBP
0.4p ordinary	CFD	Reducing a long position	65	9.3004 GBP
0.4p ordinary	CFD	Reducing a long position	7	9.3004 GBP
0.4p ordinary	CFD	Reducing a long position	235	9.3004 GBP
0.4p ordinary	CFD	Opening a short position	379	9.3007 GBP
0.4p ordinary	CFD	Reducing a long position	15,834	9.3044 GBP
0.4p ordinary	CFD	Reducing a long position	1,300	9.3073 GBP
0.4p ordinary	CFD	Reducing a long position	4,654	9.3076 GBP
0.4p ordinary	CFD	Reducing a long position	13,264	9.3091 GBP
0.4p ordinary	CFD	Reducing a long position	13,012	9.3126 GBP
0.4p ordinary	CFD	Increasing a long position	11	9.3131 GBP
0.4p ordinary	CFD	Reducing a long position	229	9.3189 GBP
0.4p ordinary	CFD	Reducing a long position	97	9.3189 GBP
0.4p ordinary	CFD	Reducing a long position	12,841	9.3230 GBP
0.4p ordinary	CFD	Reducing a long position	1,334	9.3292 GBP
0.4p ordinary	CFD	Reducing a long position	1,604	9.3349 GBP
0.4p ordinary	CFD	Reducing a long position	61,044	9.3369 GBP
0.4p ordinary	CFD	Reducing a long position	45,834	9.3369 GBP
0.4p ordinary	CFD	Reducing a long position	285,212	9.3573 GBP
0.4p ordinary	CFD	Reducing a long position	118	9.3657 GBP
0.4p ordinary	CFD	Increasing a long position	8,327	9.4141 GBP
0.4p ordinary	CFD	Reducing a long position	7,275	9.4196 GBP
0.4p ordinary	CFD	Reducing a long position	3,075	9.4196 GBP
0.4p ordinary	CFD	Reducing a long position	809	9.4244 GBP
0.4p ordinary	CFD	Increasing a long position	1,704	9.4443 GBP
0.4p ordinary	CFD	Increasing a long position	16,564	9.4572 GBP
0.4p ordinary	CFD	Increasing a short position	60	9.4818 GBP
0.4p ordinary	CFD	Reducing a long position	48,379	9.5241 GBP
0.4p ordinary	CFD	Reducing a short position	89	9.5278 GBP
0.4p ordinary	CFD	Opening a long position	9,614	9.5278 GBP
0.4p ordinary	CFD	Opening a long position	21,299	9.5278 GBP
0.4p ordinary	CFD	Reducing a short position	198	9.5278 GBP
0.4p ordinary	CFD	Reducing a short position	4,309	9.5439 GBP
0.4p ordinary	CFD	Opening a long position	7,029	9.5439 GBP
0.4p ordinary	CFD	Reducing a long position	9	9.5758 GBP
0.4p ordinary	CFD	Reducing a long position	221	9.5758 GBP
0.4p ordinary	CFD	Reducing a long position	25	9.5758 GBP
0.4p ordinary	CFD	Reducing a long position	584	9.5758 GBP
0.4p ordinary	CFD	Increasing a short position	5,556	9.5857 GBP
0.4p ordinary	CFD	Reducing a long position	84,334	9.5950 GBP
0.4p ordinary	CFD	Reducing a long position	1,854	9.5989 GBP
0.4p ordinary	CFD	Reducing a long position	981	9.6028 GBP
0.4p ordinary	CFD	Reducing a long position	150,000	9.6120 GBP
0.4p ordinary	CFD	Opening a short position	6,658	9.6471 GBP
0.4p ordinary	CFD	Reducing a long position	4,033	9.6958 GBP
0.4p ordinary	CFD	Increasing a long position	16,800	9.6986 GBP
0.4p ordinary	CFD	Reducing a long position	4,192	9.7040 GBP
0.4p ordinary	CFD	Reducing a long position	343,616	9.7078 GBP
0.4p ordinary	CFD	Reducing a long position	7,595	9.7104 GBP
0.4p ordinary	CFD	Increasing a long position	100,000	9.7128 GBP
0.4p ordinary	CFD	Reducing a long position	8,082	9.7148 GBP
0.4p ordinary	CFD	Reducing a long position	355,901	9.7289 GBP
0.4p ordinary	CFD	Reducing a long position	22,114	9.7289 GBP
0.4p ordinary	CFD	Reducing a long position	163,459	9.7301 GBP
0.4p ordinary	CFD	Reducing a long position	141	9.7358 GBP
0.4p ordinary	CFD	Reducing a long position	2,703	9.7426 GBP
0.4p ordinary	CFD	Reducing a long position	11,705	9.7434 GBP
0.4p ordinary	CFD	Reducing a long position	4,930	9.7434 GBP
0.4p ordinary	CFD	Reducing a long position	4,948	9.7483 GBP
0.4p ordinary	CFD	Reducing a long position	3,938	9.7559 GBP
0.4p ordinary	CFD	Reducing a long position	5,427	9.7611 GBP
0.4p ordinary	CFD	Reducing a long position	20,404	9.7691 GBP
0.4p ordinary	CFD	Reducing a long position	4,830	9.7762 GBP
0.4p ordinary	CFD	Reducing a long position	1,263	9.7779 GBP
0.4p ordinary	CFD	Reducing a long position	35,464	9.7779 GBP
0.4p ordinary	CFD	Reducing a long position	30,147	9.7790 GBP
0.4p ordinary	CFD	Reducing a long position	32,439	9.7803 GBP
0.4p ordinary	CFD	Reducing a long position	67,561	9.7803 GBP
0.4p ordinary	CFD	Reducing a long position	8,970	9.7873 GBP
0.4p ordinary	CFD	Increasing a long position	14,319	9.7890 GBP
0.4p ordinary	CFD	Increasing a long position	1,202	9.7890 GBP
0.4p ordinary	CFD	Opening a long position	27,059	9.7890 GBP
0.4p ordinary	CFD	Increasing a long position	236	9.7892 GBP
0.4p ordinary	CFD	Reducing a short position	758	9.7892 GBP
0.4p ordinary	CFD	Increasing a long position	2,226	9.7898 GBP
0.4p ordinary	CFD	Reducing a short position	478	9.7899 GBP
0.4p ordinary	CFD	Increasing a long position	11,521	9.7899 GBP
0.4p ordinary	CFD	Increasing a long position	3,780	9.7899 GBP
0.4p ordinary	CFD	Reducing a long position	284	9.7900 GBP
0.4p ordinary	CFD	Increasing a long position	86	9.7900 GBP
0.4p ordinary	CFD	Reducing a long position	1,349	9.7910 GBP
0.4p ordinary	CFD	Opening a short position	6	9.7910 GBP
0.4p ordinary	CFD	Reducing a long position	10,404	9.7910 GBP
0.4p ordinary	CFD	Reducing a long position	787	9.7915 GBP
0.4p ordinary	CFD	Reducing a long position	91	9.7915 GBP
0.4p ordinary	CFD	Reducing a long position	2,759	9.7915 GBP
0.4p ordinary	CFD	Reducing a long position	846	9.7920 GBP
0.4p ordinary	CFD	Reducing a long position	69,054	9.7920 GBP
0.4p ordinary	CFD	Reducing a long position	23,283	9.8157 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END