Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Heavitree Brewery PLC |
||
2. Reason for notification (yes/no) |
|||
An acquisition or disposal of voting rights |
Yes |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
||
An event changing the breakdown of voting rights |
No |
||
Other (please specify):______________ |
No |
||
3. Full name of person(s) subject to notification obligation: |
Noel Hilary Rowlinson |
||
4. Full name of shareholder(s) (if different from 3): |
|
||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
20 July 2011 |
||
6. Date on which issuer notified: |
28 July 2011 |
||
7. Threshold(s) that is/are crossed or reached: |
4.98% to below 3% of Ordinary Shares in issue. 10.2% to below 3% of 'A' Limited Voting Ordinary Shares in issue. |
||
8: Notified Details |
|||||||
A: Voting rights attached to shares
|
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
Ordinary Shares of 5 pence each ISIN: GB0004182506
'A' Limited Voting Ordinary Shares of 5 pence each ISIN: GB0004182720 |
99,392
334,900 |
4,969
1,674 |
|
|
|
|
|
B: Financial Instruments
|
||||
Resulting situation after the triggering transaction
|
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
- |
- |
-
|
- |
- |
Total (A+B)
|
|
Number of voting rights |
Percentage of voting rights |
|
|
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
|
Proxy Voting:
|
|
10. Name of proxy holder:
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
13. Additional information:
|
|
14 Contact name:
|
Graham Crocker |
15. Contact telephone name:
|
01392 217733 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation |
|
Full name (including legal form of legal entities)
|
Noel Hilary Rowlinson |
Contact address (registered office for legal entities)
|
La Ville Neuve 22530 St. Guen FRANCE |
Phone number & email
|
|
Other useful information (at least legal representative for legal persons)
|
|
B: Identity of the notifier, if applicable |
|
Full name
|
Graham Crocker |
Contact address
|
Heavitree Brewery PLC Trood Lane Matford Exeter EX2 8YP |
Phone number & email
|
01392 217733
|
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Director of Issuer |
C: Additional information |
|