Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 1 October 2013
Name of applicant: |
Hikma Pharmaceuticals PLC |
|||
Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
|||
Period of return |
From: |
1 April 2013 |
To: |
30 September 2013 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 1,207,400 ordinary shares of 10 pence LTIP: 216,619 ordinary shares of 10 pence MIP: 494,919 ordinary shares of 10 pence |
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 164,100 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 316,559 ordinary shares of 10 pence |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 1,043,300 ordinary shares of 10 pence LTIP: 216,619 ordinary shares of 10 pence MIP: 178,360 ordinary shares of 10 pence |
|||
Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
||||
Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
28/03/2013 |
- |
- |
1,207,400 |
Blocklisting return 01/04/2013 |
05/04/2013 |
0 |
2,000 |
1,205,400 |
|
05/04/2013 |
0 |
7,000 |
1,198,400 |
|
05/04/2013 |
0 |
2,000 |
1,196,400 |
|
05/04/2013 |
0 |
10,500 |
1,185,900 |
|
12/04/2013 |
0 |
1,400 |
1,184,500 |
|
29/04/2013 |
0 |
1,200 |
1,183,300 |
|
29/04/2013 |
0 |
3,600 |
1,179,700 |
|
29/04/2013 |
0 |
1,700 |
1,178,000 |
|
29/04/2013 |
0 |
1,400 |
1,176,600 |
|
29/04/2013 |
0 |
3,400 |
1,173,200 |
|
29/04/2013 |
0 |
1,700 |
1,171,500 |
|
29/04/2013 |
0 |
2,500 |
1,169,000 |
|
29/04/2013 |
0 |
2,500 |
1,166,500 |
|
29/04/2013 |
0 |
2,500 |
1,164,000 |
|
02/05/2013 |
0 |
2,500 |
1,161,500 |
|
02/05/2013 |
0 |
3,500 |
1,158,000 |
|
02/05/2013 |
0 |
2,500 |
1,155,500 |
|
02/05/2013 |
0 |
2,500 |
1,153,000 |
|
02/05/2013 |
0 |
17,500 |
1,135,500 |
|
02/05/2013 |
0 |
3,500 |
1,132,000 |
|
02/05/2013 |
0 |
10,500 |
1,121,500 |
|
13/05/2013 |
0 |
4,000 |
1,117,500 |
|
13/05/2013 |
0 |
1,700 |
1,115,800 |
|
13/05/2013 |
0 |
8,000 |
1,107,800 |
|
13/05/2013 |
0 |
5,000 |
1,102,800 |
|
13/05/2013 |
0 |
1,700 |
1,101,100 |
|
31/05/2013 |
0 |
3,400 |
1,097,700 |
|
31/05/2013 |
0 |
3,400 |
1,094,300 |
|
31/05/2013 |
0 |
1,700 |
1,092,600 |
|
13/06/2013 |
0 |
10,000 |
1,082,600 |
|
13/06/2013 |
0 |
1,700 |
1,080,900 |
|
13/06/2013 |
0 |
1,000 |
1,079,900 |
|
21/06/2013 |
0 |
3,500 |
1,076,400 |
|
21/06/2013 |
0 |
8,500 |
1,067,900 |
|
27/06/2013 |
0 |
1,700 |
1,066,200 |
|
04/09/2013 |
0 |
22,900 |
1,043,300 |
Blocklisting return 01/10/2013 |
Long Term Incentive Plan ("LTIP") |
||||
Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
20/03/2013 |
- |
- |
216,619 |
Blocklisting return 01/04/13 |
01/10/2013 |
0 |
0 |
216,619 |
Blocklisting return 01/10/13 |
Management Incentive Plan ("MIP") |
||||
Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
14/03/2013 |
- |
- |
494,919 |
Blocklisting return 01/04/13 |
09/05/2013 |
0 |
316,559 |
178,360 |
Blocklisting return 01/10/13 |