Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 5 April 2013
Name of applicant: |
Hikma Pharmaceuticals PLC |
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Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
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Period of return |
From: |
30 September 2012 |
To: |
1 April 2013 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 1,346,300 ordinary shares of 10 pence LTIP: 85,600 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 500,000 ordinary shares of 10 pence MIP: 500,000 ordinary shares of 10 pence |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 138,900 ordinary shares of 10 pence LTIP: 368,981 ordinary shares of 10 pence MIP: 5,081 ordinary shares of 10 pence |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 1,207,400 ordinary shares of 10 pence LTIP: 216,619 ordinary shares of 10 pence MIP: 494,919 ordinary shares of 10 pence |
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Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
27/09/2012 |
- |
- |
1,346,300 |
Blocklisting return 01/10/2012 |
08/10/2012 |
0 |
5,000 |
1,341,300 |
|
23/10/2012 |
0 |
1,700 |
1,339,600 |
|
31/10/2012 |
0 |
17,400 |
1,322,200 |
|
02/11/2012 |
0 |
10,000 |
1,312,200 |
|
09/11/2012 |
0 |
2,000 |
1,310,200 |
|
09/11/2012 |
0 |
3,400 |
1,306,800 |
|
09/11/2012 |
0 |
1,700 |
1,305,100 |
|
09/11/2012 |
0 |
700 |
1,304,400 |
|
09/11/2012 |
0 |
6,000 |
1,298,400 |
|
21/11/2012 |
0 |
2,400 |
1,296,000 |
|
07/12/2012 |
0 |
1,700 |
1,294,300 |
|
14/12/2012 |
0 |
2,000 |
1,292,300 |
|
14/12/2012 |
0 |
7,500 |
1,284,800 |
|
14/12/2012 |
0 |
1,200 |
1,283,600 |
|
21/12/2012 |
0 |
2,400 |
1,281,200 |
|
09/01/2013 |
0 |
500 |
1,280,700 |
|
22/01/2013 |
0 |
3,400 |
1,277,300 |
|
14/03/2013 |
0 |
5,100 |
1,272,200 |
|
14/03/2013 |
0 |
500 |
1,271,700 |
|
14/03/2013 |
0 |
3,400 |
1,268,300 |
|
14/03/2013 |
0 |
4,000 |
1,264,300 |
|
14/03/2013 |
0 |
10,000 |
1,254,300 |
|
14/03/2013 |
0 |
2,800 |
1,251,500 |
|
14/03/2013 |
0 |
7,200 |
1,244,300 |
|
14/03/2013 |
0 |
1,700 |
1,242,600 |
|
14/03/2013 |
0 |
10,000 |
1,232,600 |
|
22/03/2013 |
0 |
10,000 |
1,222,600 |
|
28/03/2013 |
0 |
14,000 |
1,208,600 |
|
28/03/2013 |
0 |
1,200 |
1,207,400 |
Blocklisting return 01/04/2013 |
Long Term Incentive Plan ("LTIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
17/08/2012 |
- |
- |
85,600 |
Blocklisting return 01/10/2012 |
21/01/2013 |
500,000 |
0 |
585,600 |
|
20/03/2013 |
0 |
368,981 |
216,619 |
Blocklisting return 01/04/13 |
Management Incentive Plan ("MIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
21/01/2013 |
500,000 |
0 |
500,000 |
|
14/03/2013 |
0 |
2,382 |
497,618 |
|
14/03/2013 |
0 |
2,699 |
494,919 |
Blocklisting return 01/04/13 |