Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 7 April 2014
Name of applicant: |
Hikma Pharmaceuticals PLC |
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Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
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Period of return |
From: |
30 September 2013 |
To: |
1 April 2014 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 1,043,300 ordinary shares of 10 pence LTIP: 216,619 ordinary shares of 10 pence MIP: 178,360 ordinary shares of 10 pence |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 300,000 ordinary shares of 10 pence MIP: 200,000 ordinary shares of 10 pence |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 75,400 ordinary shares of 10 pence LTIP: 116,569 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 967,900 ordinary shares of 10 pence LTIP: 300,050 ordinary shares of 10 pence MIP: 378,360 ordinary shares of 10 pence |
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Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2013 |
- |
- |
1,043,300 |
Blocklisting return 01/10/2013 |
14/10/2013 |
0 |
1,000 |
1,042,300 |
|
24/10/2013 |
0 |
12,500 |
1,029,800 |
|
24/10/2013 |
0 |
17,500 |
1,012,300 |
|
24/10/2013 |
0 |
2,500 |
1,009,800 |
|
07/11/2013 |
0 |
1,700 |
1,008,100 |
|
08/11/2013 |
0 |
1,700 |
1,006,400 |
|
15/11/2013 |
0 |
1,700 |
1,004,700 |
|
15/11/2013 |
0 |
1,700 |
1,003,000 |
|
03/12/2013 |
0 |
24,000 |
979,000 |
|
15/01/2014 |
0 |
1,000 |
978,000 |
|
24/03/2013 |
0 |
5,000 |
973,000 |
|
24/03/2013 |
0 |
5,100 |
967,900 |
Blocklisting return 01/04/2014 |
Long Term Incentive Plan ("LTIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2013 |
- |
- |
216,619 |
Blocklisting return 01/10/13 |
03/12/2013 |
0 |
15,000 |
201,619 |
|
21/02/2014 |
300,000 |
0 |
501,619 |
|
20/03/2014 |
0 |
71,234 |
430,385 |
|
24/03/2014 |
0 |
30,335 |
400,050 |
Blocklisting return 01/04/13 |
Management Incentive Plan ("MIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2013 |
- |
- |
178,360 |
Blocklisting return 01/10/13 |
21/02/2014 |
200,000 |
0 |
378,360 |
Blocklisting return 01/04/14 |