Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 6 October 2014
Name of applicant: |
Hikma Pharmaceuticals PLC |
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Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
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Period of return |
From: |
1 April 2014 |
To: |
30 September 2014 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 967,900 ordinary shares of 10 pence LTIP: 400,050 ordinary shares of 10 pence MIP: 378,360 ordinary shares of 10 pence |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 0 ordinary shares of 10 pence |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 38,200 ordinary shares of 10 pence LTIP: 0 ordinary shares of 10 pence MIP: 356,752 ordinary shares of 10 pence |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 929,700 ordinary shares of 10 pence LTIP: 400,050 ordinary shares of 10 pence MIP: 21,608 ordinary shares of 10 pence |
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Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2014 |
- |
- |
967,900 |
Blocklisting return 01/04/2014 |
10/04/2014 |
0 |
8,500 |
959,400 |
|
25/04/2014 |
0 |
2,500 |
956,900 |
|
23/05/2014 |
0 |
1,000 |
955,900 |
|
12/06/2014 |
0 |
2,500 |
953,400 |
|
12/06/2014 |
0 |
1,700 |
951,700 |
|
21/08/2014 |
0 |
6,000 |
945,700 |
|
21/08/2014 |
0 |
7,500 |
938,200 |
|
12/09/2014 |
0 |
8,500 |
929,700 |
Blocklisting return 30/09/2014 |
Long Term Incentive Plan ("LTIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2014 |
- |
- |
400,050 |
Blocklisting return 01/04/2014 |
30/09/2014 |
- |
- |
400,050 |
Blocklisting return 01/10/2014 |
Management Incentive Plan ("MIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/04/2014 |
- |
- |
378,360 |
Blocklisting return 01/04/14 |
18/05/2014 |
0 |
261,480 |
116,880 |
|
12/06/2014 |
0 |
11,619 |
105,261 |
|
13/06/2014 |
0 |
77,487 |
27,774 |
|
30/06/2014 |
0 |
741 |
27,033 |
|
07/08/2014 |
0 |
2,856 |
24,177 |
|
22/08/2014 |
0 |
794 |
23,383 |
|
04/09/2014 |
0 |
300 |
23,083 |
|
12/09/2014 |
0 |
1,475 |
21,608 |
Blocklisting return 01/10/14 |