Block Listing Six Monthly Return
Information provided on this form must be typed or printed electronically and provided to an RIS.
Date: 7 April 2015
Name of applicant: |
Hikma Pharmaceuticals PLC |
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Name of scheme: |
Hikma Pharmaceuticals PLC 2004 Stock Option Plan ("SOP") & Hikma Pharmaceuticals PLC 2005 Long-Term Incentive Plan ("LTIP") & Hikma Pharmaceuticals PLC 2009 Management Incentive Plan ("MIP") |
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Period of return |
From: |
1 October 2014 |
To: |
31 March 2015 |
Balance of unallotted securities under scheme(s) from previous return: |
SOP: 929,700 ordinary shares of 10 pence LTIP: 400,050 ordinary shares of 10 pence MIP: 21,608 ordinary shares of 10 pence |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
SOP: 0 ordinary shares of 10 pence LTIP: 200,000 ordinary shares of 10 pence MIP: 300,000 ordinary shares of 10 pence |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
SOP: 15,800 ordinary shares of 10 pence LTIP: 371,648 ordinary shares of 10 pence MIP: 6,832 ordinary shares of 10 pence |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
SOP: 913,900 ordinary shares of 10 pence LTIP: 228,402 ordinary shares of 10 pence MIP: 314,776 ordinary shares of 10 pence |
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Name of contact: |
Peter Speirs |
Telephone number of contact: |
0207 399 2772 |
Stock Option Plan ("SOP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2014 |
- |
- |
929,700 |
Blocklisting return 01/10/2014 |
17/10/2014 |
0 |
1,000 |
928,700 |
|
07/11/2014 |
0 |
6,000 |
922,700 |
|
20/11/2014 |
0 |
1,700 |
921,000 |
|
23/12/2014 |
0 |
5,100 |
915,900 |
|
06/01/2015 |
0 |
1,000 |
914,900 |
|
12/03/2015 |
0 |
1,000 |
913,900 |
Blocklisting return 01/04/2015 |
Long Term Incentive Plan ("LTIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2014 |
- |
- |
400,050 |
Blocklisting return 01/10/2014 |
06/10/2014 |
0 |
62,874 |
337,176 |
|
06/10/2014 |
0 |
27,600 |
309,576 |
|
06/10/2014 |
0 |
18,194 |
291,382 |
|
06/10/2014 |
0 |
17,080 |
274,302 |
|
19/01/2015 |
200,000 |
0 |
474,302 |
|
19/03/2015 |
0 |
245,900 |
228,402 |
Blocklisting return 01/04/15 |
Management Incentive Plan ("MIP") |
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Date |
Block Listing |
Shares Issued |
Balance (Headroom) |
Notes |
01/10/2014 |
- |
- |
21,608 |
Blocklisting return 01/10/14 |
27/10/2014 |
0 |
2,025 |
19,583 |
|
27/10/2014 |
0 |
2,025 |
17,558 |
|
31/10/2014 |
0 |
1,391 |
16,167 |
|
31/10/2014 |
0 |
1,391 |
14,776 |
|
19/01/2015 |
300,000 |
0 |
314,776 |
Blocklisting return 01/04/15 |