Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer
HIKMA PHARMACEUTICALS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) & (iii) |
|
|
|
|
3. |
Name of person discharging managerial responsibilities/director
SAID DARWAZAH
|
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
|
|
|
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
3 ABOVE
|
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH
|
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CANACCORD GENUITY FOR HIKMA EMPLOYEE BENEFIT TRUST
|
8. |
State the nature of the transaction
EXERCISE OF LTIP 2010 RELATING TO 79,800 ORDINARY SHARES |
|
|
|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
79,800 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.04%
|
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
|
|
|
|
13. |
Price per share or value of transaction
£11.95 |
14. |
Date and place of transaction
8 NOVEMBER 2013, LONDON
|
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
11,126,832 (5.62%) COMPRISING:
DIRECTLY: 269,800 (0.14%)
INDIRECTLY THROUGH DARHOLD LIMITED: 10,857,032 (5.49%) |
16. |
Date issuer informed of transaction
8 NOVEMBER 2013
|
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant
N/A |
18. |
Period during which or date on which exercisable
N/A |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option
N/A |
20. |
Description of shares or debentures involved (class and number)
N/A |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A |
22. |
Total number of shares or debentures over which options held following notification
N/A |
|
|
|
|
23. |
Any additional information
N/A |
24. |
Name of contact and telephone number for queries
PETER SPEIRS 0207 399 2772
|
|
|
|
|
Name of authorised official of issuer responsible for making notification
Peter Speirs, Company Secretary
Date of notification 8 November 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer
HIKMA PHARMACEUTICALS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) & (iii)
|
|
|
|
|
3. |
Name of person discharging managerial responsibilities/director
MAZEN DARWAZAH
|
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
|
|
|
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
3 ABOVE
|
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH
|
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CANACCORD GENUITY FOR HIKMA EMPLOYEE BENEFIT TRUST
|
8. |
State the nature of the transaction
EXERCISE OF LTIP 2010 RELATING TO 53,200 ORDINARY SHARES |
|
|
|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
53,200 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.03%
|
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
N/A |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
|
|
|
|
13. |
Price per share or value of transaction
£11.95 |
14. |
Date and place of transaction
8 NOVEMBER 2013, LONDON
|
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
6,920,685 (3.50%) COMPRISING:
DIRECTLY: 791,425 (0.40%)
INDIRECTLY THROUGH DARHOLD LIMITED: 6,129,260 (3.10%) |
16. |
Date issuer informed of transaction
8 NOVEMBER 2013
|
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant
N/A |
18. |
Period during which or date on which exercisable
N/A |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option
N/A |
20. |
Description of shares or debentures involved (class and number)
N/A |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A |
22. |
Total number of shares or debentures over which options held following notification
N/A |
|
|
|
|
23. |
Any additional information
N/A |
24. |
Name of contact and telephone number for queries
PETER SPEIRS 0207 399 2772
|
|
|
|
|
Name of authorised official of issuer responsible for making notification
Peter Speirs, Company Secretary
Date of notification 8 November 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer
HIKMA PHARMACEUTICALS PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) & (iii)
|
|
|
|
|
3. |
Name of person discharging managerial responsibilities/director
KHALID NABILSI
|
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
|
|
|
|
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
3 ABOVE
|
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES OF 10P EACH
|
|
|
|
|
7. |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CANACCORD GENUITY NOMINEE ACCOUNT
|
8. |
State the nature of the transaction
DISPOSAL OF 49,000 ORDINARY SHARES |
|
|
|
|
9. |
Number of shares, debentures or financial instruments relating to shares acquired
N/A |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
|
|
|
|
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
49,000 |
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.025%
|
|
|
|
|
13. |
Price per share or value of transaction
£11.95 |
14. |
Date and place of transaction
8 NOVEMBER 2013, LONDON
|
|
|
|
|
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
170,847 (0.09%)
|
16. |
Date issuer informed of transaction
8 NOVEMBER 2013
|
|
|
|
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. |
Date of grant
N/A |
18. |
Period during which or date on which exercisable
N/A |
|
|
|
|
19. |
Total amount paid (if any) for grant of the option
N/A |
20. |
Description of shares or debentures involved (class and number)
N/A |
|
|
|
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A |
22. |
Total number of shares or debentures over which options held following notification
N/A |
|
|
|
|
23. |
Any additional information
N/A |
24. |
Name of contact and telephone number for queries
PETER SPEIRS 0207 399 2772
|
|
|
|
|
Name of authorised official of issuer responsible for making notification
Peter Speirs, Company Secretary
Date of notification 8 November 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) |
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) |
An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) |
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) |
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |