Holding(s) in Company

RNS Number : 6889E

Hikma Pharmaceuticals Plc

09 November 2020

 

TR-1: Standard form for notification of major holdings LONDON, 9 November 2020 - Hikma Pharmaceuticals PLC (LEI:549300BNS685UXH4JI75) (LSE: HIK) (NasdaqDubai: HIK) (LSE: HIK) announces as follows:
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:			Hikma Pharmaceuticals PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name			Wellington Management Group LLP
City and country of registered office (if applicable)			Boston, USA
4. Full name of shareholder(s)  (if different from 3)
Name			Bank of New York (Nominees) Ltd BBH ISL NOMINEES LTD BNY (OCS) Nominees Limited GOLDMAN SACHS INTERNATIONAL HSBC Global Custody Nominee (UK) Limited Japan Trustee Services Bank Ltd. JP Morgan Chase Nominees Limited Mellon Nominees (UK) Ltd. Nortrust Nominees Limited ROY Nominees Limited State Street Nominees Limited VIDACOS NOMINEES LIMITED
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached:			05/11/2020
6. Date on which issuer notified (DD/MM/YYYY):			06/11/2020
7. Total positions of person(s) subject to the notification obligation:
	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B.1 + 8.B.2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed or reached	5.00%	0.01%		5.01%	230,496,614
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B0LCW083 Common Stock		11,522,905				5.00%
SUBTOTAL 8.A	11,522,905				5.00%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Number of voting rights that may be acquired if the instrument is exercised/converted			% of voting rights
		SUBTOTAL 8.B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Physical or cash settlement	Number of voting rights		% of voting rights
Equity Swap	22/05/2023	08/10/2018to22/05/2023	Cash settlement	6,615 Equity Swap shares or 6,615 votes on a converted basis		0.00%
Equity Swap	15/05/2023	02/03/2018to15/05/2023	Cash settlement	4,378 Equity Swap shares or 4,378 votes on a converted basis		0.00%
Equity Swap	15/05/2023	10/10/2017to15/05/2023	Cash settlement	4,019 Equity Swap shares or 4,019 votes on a converted basis		0.00%
Equity Swap	22/05/2023	05/10/2018to22/05/2023	Cash settlement	1,931 Equity Swap shares or 1,931 votes on a converted basis		0.00%
Equity Swap	15/05/2023	16/07/2018to15/05/2023	Cash settlement	1,455 Equity Swap shares or 1,455 votes on a converted basis		0.00%
Equity Swap	15/05/2023	02/02/2018to15/05/2023	Cash settlement	1,450 Equity Swap shares or 1,450 votes on a converted basis		0.00%
Equity Swap	22/05/2023	08/01/2019to22/05/2023	Cash settlement	1,434 Equity Swap shares or 1,434 votes on a converted basis		0.00%
Equity Swap	15/05/2023	02/07/2018to15/05/2023	Cash settlement	1,376 Equity Swap shares or 1,376 votes on a converted basis		0.00%
Equity Swap	22/05/2023	03/07/2018to22/05/2023	Cash settlement	1,317 Equity Swap shares or 1,317 votes on a converted basis		0.00%
Equity Swap	15/05/2023	23/10/2017to15/05/2023	Cash settlement	1,156 Equity Swap shares or 1,156 votes on a converted basis		0.00%
Equity Swap	15/05/2023	11/06/2018to15/05/2023	Cash settlement	1,138 Equity Swap shares or 1,138 votes on a converted basis		0.00%
Equity Swap	22/05/2023	15/07/2019to22/05/2023	Cash settlement	1,134 Equity Swap shares or 1,134 votes on a converted basis		0.00%
Equity Swap	22/05/2023	05/04/2018to22/05/2023	Cash settlement	1,124 Equity Swap shares or 1,124 votes on a converted basis		0.00%
Equity Swap	05/05/2023	10/09/2020to05/05/2023	Cash settlement	956 Equity Swap shares or 956 votes on a converted basis		0.00%
Equity Swap	05/05/2023	11/09/2020to05/05/2023	Cash settlement	871 Equity Swap shares or 871 votes on a converted basis		0.00%
Index Future	05/11/2020	01/01/1900to05/11/2020	Cash settlement	1,289 Index Future shares or 840 votes on a converted basis		0.00%
Equity Swap	15/05/2023	27/07/2018to15/05/2023	Cash settlement	709 Equity Swap shares or 709 votes on a converted basis		0.00%
Equity Swap	15/05/2023	26/03/2018to15/05/2023	Cash settlement	517 Equity Swap shares or 517 votes on a converted basis		0.00%
Equity Swap	15/05/2023	16/04/2018to15/05/2023	Cash settlement	445 Equity Swap shares or 445 votes on a converted basis		0.00%
Equity Swap	05/05/2023	30/07/2018to05/05/2023	Cash settlement	291 Equity Swap shares or 291 votes on a converted basis		0.00%
Equity Swap	05/05/2023	24/09/2020to05/05/2023	Cash settlement	249 Equity Swap shares or 249 votes on a converted basis		0.00%
Equity Swap	05/05/2023	24/09/2020to05/05/2023	Cash settlement	197 Equity Swap shares or 197 votes on a converted basis		0.00%
Equity Swap	05/05/2023	09/09/2020to05/05/2023	Cash settlement	193 Equity Swap shares or 193 votes on a converted basis		0.00%
Equity Swap	15/05/2023	18/06/2018to15/05/2023	Cash settlement	177 Equity Swap shares or 177 votes on a converted basis		0.00%
Equity Swap	05/05/2023	24/09/2020to05/05/2023	Cash settlement	5 Equity Swap shares or 5 votes on a converted basis		0.00%
			SUBTOTAL 8.B.2	33,977		0.01%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)					X
Name		% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Wellington Management Group LLP				5.01%
Wellington Group Holdings LLP				5.01%
Wellington Investment Advisors Holdings LLP				5.01%
Wellington Management Company LLP
Wellington Management Group LLP				5.01%
Wellington Group Holdings LLP				5.01%
Wellington Investment Advisors Holdings LLP				5.01%
Wellington Management Global Holdings, Ltd.
Wellington Management International Ltd
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information:
Place of completion	Boston, MA USA
Date of completion	06/11/2020

 

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