Director/PDMR Shareholding

RNS Number : 3523H
HSBC Holdings PLC
16 August 2016
 

 


 

 

 

HSBC HOLDINGS PLC

 

16 August 2016

 

Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")

On 15 August, awards (the "Awards") of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company") were granted under the HSBC fixed pay allowance arrangements. Awards comprise part of the relevant employees' fixed remuneration for 2016. The Awards were made in London and are based upon the closing Share price on the London Stock Exchange on 12 August of £5.4500.

The Awards vest in full on the date of grant. Individual tax liabilities in respect of the vesting of the Awards were satisfied in cash. The number of Shares received by the Directors and other PDMRs named below is therefore net of tax.

In relation to Directors, 20 per cent of the Award is subject to retention until March 2017, with the remaining 80 per cent to be released annually thereafter in four equal tranches until 2021. In respect of the other PDMRs, 40 per cent of the Award is subject to retention until March 2017, with the remaining 60 per cent to be released annually thereafter in three equal tranches until 2020. 

Directors

Name

Number of Shares vested

Stuart Gulliver

41,329

Iain Mackay

23,095

Marc Moses

23,095

Other PDMRs

Name

Number of Shares vested

Samir Assaf

61,411

Patrick Burke

5,461

John Flint

10,137

Andy Maguire

10,332

Paulo Maia

5,738

Antonio Simoes

4,132

Peter Wong

54,406

 

 

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Stuart

Gulliver





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Group Chief Executive



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

41,329

 

 

Aggregated Information

Price

Volume

Total

5.45

41,329

225,243.05

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Iain

Mackay





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Group Finance Director



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

23,095

 

 

Aggregated Information

Price

Volume

Total

5.45

23,095

125,867.75

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Marc

Moses





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Group Chief Risk Officer



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

23,095

 

 

Aggregated Information

Price

Volume

Total

5.45

23,095

125,867.75

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Samir

Assaf





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

CEO Global Banking & Markets  



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

61,411

 

 

Aggregated Information

Price

Volume

Total

5.45

61,411

334,689.95

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Patrick

Burke





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

President and Chief Executive of HSBC US



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

5,461

 

 

Aggregated Information

Price

Volume

Total

5.45

5,461

29,762.45

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

John

Flint





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Chief Executive, Retail Banking and Wealth Management



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

10,137

 

 

Aggregated Information

Price

Volume

Total

5.45

10,137

55,246.65

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Andy

Maguire





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Group Chief Operating Officer



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

10,332

 

 

Aggregated Information

Price

Volume

Total

5.45

10,332

56,309.40

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Paulo

Maia





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Chief Executive, Latin America



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

5,738

 

 

Aggregated Information

Price

Volume

Total

5.45

5,738

31,272.10

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Antonio

Simoes





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Chief Executive, HSBC Bank plc 



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

4,132

 

 

Aggregated Information

Price

Volume

Total

5.45

4,132

22,519.40

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

1 - Details of the person discharging managerial responsibilities / person closely associated

 


First Name(s)

Last Name(s)

Name of natural person*

Peter

Wong





OR





Legal Person*



 

 

2 - Reason for the notification

 

Position/status*

Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited 



Initial notification/amendment*

Initial Notification



In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending


 

 

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or 

     auction monitor

 

Full name of the entity*

HSBC Holdings plc



Legal Entity Identifier code

MLU0ZO3ML4LN2LL2TL39

 

 

4 - Details of the transaction(s)

 

Description of the financial instrument, type of instrument*

Ordinary shares of US$0.50 each

 

Identification Code*

GB0005405286



Nature of the transaction*

Acquisition



Currency*

GBP



Price(s) and Volume(s)

Price

Volume

5.45

54,406

 

 

Aggregated Information

Price

Volume

Total

5.45

54,406

296,512.70

 

 

Date of Transaction

2016-08-15



Place of Transaction

London Stock Exchange, Main Market (XLON)

 

 

 

 

For any queries related to this notification please contact: Nickesha Graham-Burrell, Senior Assistant Company Secretary on +44 (0)20 7992 3633.

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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