Director/PDMR Shareholding

RNS Number : 7407D

HSBC Holdings PLC

08 July 2016

 

 

HSBC HOLDINGS PLC

8 July 2016

Notification of Transactions of Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs

On 6 July 2016, HSBC Holdings plc was advised that the following acquisitions relating to dividends of US$0.50 ordinary shares (the "Shares") took place in London on that date.

Directors

Name	Price per Share / ADS1	Shares acquired
Douglas Flint	£4.6599	78
Heidi Miller	US$31.64401	12 American Depositary Shares1 (representing 60 ordinary shares of US$0.50 each)
Henri de Castries	US$6.3288	244
Iain Mackay	US$6.3288	22,607
Kathleen Casey	US$31.64401	26 American Depositary Shares1 (representing 130 ordinary shares of US$0.50 each) 2
Marc Moses	US$6.3288	27,286
Paul Walsh	US$6.3288	79
Sam Laidlaw	US$6.3288	597
Stuart Gulliver	US$6.3288	48,938

Other PDMRs

Name	Price per Share	Shares acquired
Andy Maguire	US$6.3288	3,489
Antonio Simoes	US$6.3288	5,683
John Flint	US$6.3288	9,699
Patrick Burke	US$6.3288 £4.6599	7,227 1,962
Paulo Maia	US$6.3288 £4.6599	2,523 2,223
Peter Boyles	US$6.3288 £4.6599	7,819 2,827
Peter Wong	US$6.3288 £4.6599	19,923 11,174
Samir Assaf	US$6.3288	30,857

Persons closely associated ("CAP") with the PDMR

Name	Price per Share	Shares acquired
Camay Wong (CAP of Peter Wong)	US$6.3288	348

¹American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.

² In addition Kathleen Casey acquired one ADS at a price of US$32.0600 (equivalent to five HSBC Holdings plc ordinary shares) as a result of accrued residual dividend amounts.

The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.

1.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Douglas Flint OR Legal Person*

2 - Reason for the notification

Position/status* Group Chairman Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* GBP Price(s) and Volume(s) Price Volume 4.66 78 Aggregated Information Price Volume Total 4.6599 78 363.47 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

2.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Heidi Miller OR Legal Person*

2 - Reason for the notification

Position/status* Non-executive Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 31.64 12 Aggregated Information Price Volume Total 31.644 12 379.73 Date of Transaction 2016-07-06 Place of Transaction Outside a trading venue

3.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Henri de Castries OR Legal Person*

2 - Reason for the notification

Position/status* Non-executive Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 244 Aggregated Information Price Volume Total 6.329 244 1,544.23 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

4.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Iain Mackay OR Legal Person*

2 - Reason for the notification

Position/status* Group Finance Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 22,607 Aggregated Information Price Volume Total 6.329 22,607 143,075.18 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

5.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Kathleen Casey OR Legal Person*

2 - Reason for the notification

Position/status* Non-executive Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc ordinary shares of US$0.50 each. Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Date(s), Price(s) and Volume(s) Date of Transaction Price Volume 2016-04-20 32.06 1 2016-07-06 31.64 26 Aggregated Information Price Volume Total 32.06 1 32.06 31.644 26 822.74 Place of Transaction Outside a trading venue

6.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Marc Moses OR Legal Person*

2 - Reason for the notification

Position/status* Group Chief Risk Officer Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 27,286 Aggregated Information Price Volume Total 6.329 27,286 172,687.64 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

7.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Paul Walsh OR Legal Person*

2 - Reason for the notification

Position/status* Non-executive Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 79 Aggregated Information Price Volume Total 6.329 79 499.98 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

8.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Sam Laidlaw OR Legal Person*

2 - Reason for the notification

Position/status* Non-executive Director Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 597 Aggregated Information Price Volume Total 6.329 597 3778.29 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

9.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Stuart Gulliver OR Legal Person*

2 - Reason for the notification

Position/status* Group Chief Executive Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 48,938 Aggregated Information Price Volume Total 6.329 48,938 309,718.81 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

10.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Andy Maguire OR Legal Person*

2 - Reason for the notification

Position/status* Group Chief Operating Officer Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 3,489 Aggregated Information Price Volume Total 6.329 3,489 22,081.18 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

11.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Antonio Simoes OR Legal Person*

2 - Reason for the notification

Position/status* Chief Executive, HSBC Bank plc  Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 5,683 Aggregated Information Price Volume Total 6.329 5,683 35,966.57 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

12.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* John Flint OR Legal Person*

2 - Reason for the notification

Position/status* Chief Executive, Retail Banking and Wealth Management Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 9,699 Aggregated Information Price Volume Total 6.329 9,699 61,383.03 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

13.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Patrick Burke OR Legal Person*

2 - Reason for the notification

Position/status* President and Chief Executive of HSBC US Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency, Price(s) and Volume(s) Currency Price Volume USD 6.33 7,227 GBP 4.66 1,962 Aggregated Information Price Volume Total 6.329 7,227 45,738.24 4.66 1,962 9142.72 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

14.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Paulo Maia OR Legal Person*

2 - Reason for the notification

Position/status* Chief Executive, Latin America Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency, Price(s) and Volume(s) Currency Price Volume USD 6.33 2,523 GBP 4.66 2,223 Aggregated Information Price Volume Total 6.329 2,523 15,967.56 4.66 2,223 10,358.96 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

15.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Peter Boyles OR Legal Person*

2 - Reason for the notification

Position/status* Chief Executive of Global Private Banking Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency, Price(s) and Volume(s) Currency Price Volume USD 6.33 7,819 GBP 4.66 2,827 Aggregated Information Price Volume Total 6.329 7,819 49,484.89 4.66 2,827 13,173.54 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

16.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Peter Wong OR Legal Person*

2 - Reason for the notification

Position/status* Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited  Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency, Price(s) and Volume(s) Currency Price Volume USD 6.33 19,923 GBP 4.66 11,174 Aggregated Information Price Volume Total 6.329 19,923 126,088.68 4.66 11,174 52,069.72 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

17.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Samir Assaf OR Legal Person*

2 - Reason for the notification

Position/status* Chief Executive, Global Banking and Markets   Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 30,857 Aggregated Information Price Volume Total 6.329 30,857 195,287.78 Date of Transaction 2016-07-06 Place of Transaction London Stock Exchange, Main Market (XLON)

18.

1 - Details of the person discharging managerial responsibilities / person closely associated

First Name(s) Last Name(s) Name of natural person* Camay Wong OR Legal Person*

2 - Reason for the notification

Position/status* Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited      Initial notification/amendment* Initial Notification In the case of amendment, please enter the previous notification reference number and explain the error that this notification is amending

3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or       auction monitor

Full name of the entity* HSBC Holdings plc Legal Entity Identifier code MLU0ZO3ML4LN2LL2TL39

4 - Details of the transaction(s)

Description of the financial instrument, type of instrument* Ordinary shares of US$0.50 each Identification Code* GB0005405286 Nature of the transaction* Acquisition Currency* USD Price(s) and Volume(s) Price Volume 6.33 348 Aggregated Information Price Volume Total 6.329 348 2,202.42 Date of Transaction 2016-07-06 Place of Transaction Outside a trading venue

 For any queries related to this notification please contact: Nickesha Graham-Burrell, Senior Assistant
Company Secretary on 020 7992 3633.

 

END

 

 

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