TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
||||
1. Identity of the issuer or the underlying issuer |
HSBC Holdings PLC |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
S |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
¨ |
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
¨ |
||||
An event changing the breakdown of voting rights |
¨ |
||||
Other (please specify): |
|
¨ |
|||
3. Full name of person(s) subject to the |
BlackRock, Inc. |
||||
4. Full name of shareholder(s) |
|
||||
5. Date of the transaction and date on |
17 February, 2017 |
||||
6. Date on which issuer notified: |
20 February, 2017 |
||||
7. Threshold(s) that is/are crossed or |
Voting rights attached to shares holding for BlackRock, Inc. has gone below 5% |
||||
8. Notified details: |
|
|||||||||||||||||||
A: Voting rights attached to shares viii, ix |
|
|||||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|
|||||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|
|||||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|
|||||||||||||||
GB0005405286 |
1,172,083,824 |
1,172,083,824 |
N/A |
N/A |
570,343,526 |
N/A |
2.87% |
|
||||||||||||
|
|
|||||||||||||||||||
B: Qualifying Financial Instruments |
|
|||||||||||||||||||
Resulting situation after the triggering transaction |
|
|||||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|
|||||||||||||||
Securities Lending |
|
|
630,466,081 |
3.17% |
|
|||||||||||||||
American Depository Receipt |
|
6,920 |
0.00% |
|
||||||||||||||||
|
|
|||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|
|||||||||||||||||||
Resulting situation after the triggering transaction |
|
|||||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|
||||||||||||||
CFD |
|
|
|
4,758,877 |
Nominal |
Delta |
|
|||||||||||||
0.02% |
0.02% |
|
||||||||||||||||||
Equity Linked Note |
|
20/02/2017 |
|
2,756,390 |
0.01% |
0.01% |
|
|||||||||||||
Equity Linked Note |
|
21/02/2017 |
|
2,743,800 |
0.01% |
0.01% |
|
|||||||||||||
|
|
|
|
|
||||||||||||||||
Total (A+B+C) |
|
|||||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|
||||||||||||||||||
1,211,075,594 |
6.09% |
|
||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
See Annex 1 |
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease |
|
|
12. Date on which proxy holder will cease to hold |
|
|
|
||
|
|
|
14. Contact name: |
Danielle Pass |
|
15. Contact telephone number: |
0207 992 3022 |
|
Annex 1 |
Name |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Group Limited |
|
|
|
BlackRock Investment Management (UK) Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Australia Holdco Pty. Ltd. |
|
|
|
BlackRock Investment Management (Australia) Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Fund Advisors |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Holdco 4, LLC |
|
|
|
BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
|
BlackRock Fund Advisors |
|
|
|
BlackRock Institutional Trust Company, National Association |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
Trident Merger, LLC |
|
|
|
BlackRock Investment Management, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd. |
|
|
|
BlackRock Asia-Pac Holdco, LLC |
|
|
|
BlackRock HK Holdco Limited |
|
|
|
BlackRock Cayco Limited |
|
|
|
BlackRock Trident Holding Company Limited |
|
|
|
BlackRock Japan Holdings GK |
|
|
|
BlackRock Japan Co., Ltd. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock Capital Holdings, Inc. |
|
|
|
BlackRock Advisors, LLC |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Holdco 3, LLC |
|
|
|
BlackRock Canada Holdings LP |
|
|
|
BlackRock Canada Holdings ULC |
|
|
|
BlackRock Asset Management Canada Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Group Limited |
|
|
|
BlackRock Advisors (UK) Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd. |
|
|
|
BlackRock Asia-Pac Holdco, LLC |
|
|
|
BlackRock HK Holdco Limited |
|
|
|
BlackRock Asset Management North Asia Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Group Limited |
|
|
|
BlackRock Investment Management (UK) Limited |
|
|
|
BlackRock Asset Management Deutschland AG |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Group Limited |
|
|
|
BlackRock (Netherlands) B.V. |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd. |
|
|
|
BlackRock (Singapore) Limited |
|
|
|
|
|
|
|
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
|
BlackRock International Holdings, Inc. |
|
|
|
BR Jersey International Holdings L.P. |
|
|
|
BlackRock Group Limited |
|
|
|
BlackRock International Limited |
|
|
|
|
|
|
|