IG Group Holdings plc
14 March 2011
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
IG GROUP HOLDINGS PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify): |
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3. Full name of person(s) subject to the |
Ameriprise Financial, Inc. and its group |
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4. Full name of shareholder(s) |
See additional information under 13 |
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5. Date of the transaction and date on |
10 March 2011 |
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6. Date on which issuer notified: |
11 March 2011
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7. Threshold(s) that is/are crossed or |
Above the threshold of 5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B06QFB75 |
N/A |
N/A |
797,006 |
797,006 |
17,361,242 |
0.220% |
4.796% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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18,158,248 |
5.016%
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Registered Owner
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14. Contact name: |
Claire Whiteley Assistant Company Secretary IG Group Holdings plc
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15. Contact telephone number: |
+44 (0)20 7896 0011 |
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Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Ameriprise Financial, Inc. (a company incorporated in the State of Delaware, USA) and its group.
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Contact address (registered office for legal entities)
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c/o Data Management, Threadneedle Asset Management Holdings Ltd, 60 St Mary Axe, London EC3A 8JQ, UK
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Phone number & email
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+44 (0) 1793 363 751 |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable |
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Full name
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IG Group Holdings plc
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Contact address
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Cannon Bridge House, 25 Dowgate Hill, London, EC4R 2YA
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Phone number & email
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+44 (0)20 7896 0011 |
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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For notes on how to complete form TR-1 please see the FSA website