TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRS65X63
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name |
City of registered office |
Country of registered office |
J.P. Morgan Securities plc |
|
|
5. Date on which the threshold was crossed or reached
14-Sep-2022
6. Date on which Issuer notified
16-Sep-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or reached |
2.021427 |
3.943092 |
5.964519 |
41179818 |
Position of previous notification (if applicable) |
1.553666 |
4.455598 |
6.009264 |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
GB00BRS65X63 |
|
13956194 |
|
2.021427 |
Sub Total 8.A |
13956194 |
2.021427% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
Depository Receipt |
n/a |
n/a |
5 |
0.000001 |
Sub Total 8.B1 |
|
5 |
0.000001% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
Cash-settled Equity Swap |
23/09/2022 |
23/09/2022 |
Cash |
5203983 |
0.753749 |
Cash-settled Equity Swap |
10/10/2022 |
10/10/2022 |
Cash |
2688000 |
0.389332 |
Cash-settled Equity Swap |
14/10/2022 |
14/10/2022 |
Cash |
3000000 |
0.434522 |
Cash-settled Equity Swap |
24/10/2022 |
24/10/2022 |
Cash |
727000 |
0.105299 |
Cash-settled Equity Swap |
26/10/2022 |
26/10/2022 |
Cash |
6413818 |
0.928983 |
Cash-settled Equity Swap |
07/02/2023 |
07/02/2023 |
Cash |
5970761 |
0.864810 |
Cash-settled Equity Swap |
01/03/2023 |
01/03/2023 |
Cash |
12084 |
0.001750 |
Cash-settled Equity Swap |
28/03/2023 |
28/03/2023 |
Cash |
717000 |
0.103851 |
Cash-settled Equity Swap |
02/06/2023 |
02/06/2023 |
Cash |
188392 |
0.027287 |
Cash-settled Equity Swap |
19/07/2023 |
19/07/2023 |
Cash |
44950 |
0.006511 |
Cash-settled Equity Swap |
22/09/2023 |
22/09/2023 |
Cash |
20000 |
0.002897 |
Cash-settled Equity Swap |
27/09/2023 |
27/09/2023 |
Cash |
53016 |
0.007679 |
Cash-settled Equity Swap |
03/10/2023 |
03/10/2023 |
Cash |
30637 |
0.004437 |
Cash-settled Equity Swap |
09/10/2023 |
09/10/2023 |
Cash |
4000 |
0.000579 |
Cash-settled Equity Swap |
05/05/2027 |
05/05/2027 |
Cash |
1570627 |
0.227491 |
Cash-settled Equity Swap |
02/06/2027 |
02/06/2027 |
Cash |
579351 |
0.083914 |
Sub Total 8.B2 |
|
27223619 |
3.943091% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. |
J.P. Morgan Securities plc |
|
3.943091 |
5.944216% |
JPMorgan Chase & Co. |
JPMorgan Chase Bank, National Association |
|
|
|
JPMorgan Chase & Co. |
J.P. Morgan Securities LLC |
|
|
|
JPMorgan Chase & Co. |
J.P. Morgan SE |
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
12. Date of Completion
16-Sep-2022
13. Place Of Completion
London