TR-1: Notifications of Major Interests in Shares | |||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Intermediate Capital Group PLC | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | Yes | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||
An event changing the breakdown of voting rights | No | ||
Other (please specify):___________________________ | No | ||
3. Full name of person(s) subject to notification obligation: | Ameriprise Financial, Inc. and its group | ||
4. Full name of shareholder(s) (if different from 3): | See additional information under 13. | ||
5. Date of transaction and date on which the threshold is crossed or reached: | 05 December 2014 | ||
6. Date on which issuer notified: | 09 December 2014 | ||
7. Threshold(s) that is/are crossed or reached: | Below the threshold of 5% |
8: Notified Details
A: Voting rights attached to shares
Class/type of shares
If possible use ISIN code
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of shares
Number of voting rights
Number of shares
Number of voting rights
Percentage of voting rights
Direct
Direct
Indirect
Direct
Indirect
GB0004564430 | 20,196,179 | 20,196,179 | 0 | 0 | 19,038,379 | 0.000% | 4.905% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument is exercised/converted. | Percentage of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise Price | Expiration date | Exercise / conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |
Nominal | Delta | |||||
CFD | 261,147 | 0.067% |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
19,299,526 | 4.972% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
Proxy Voting: | |
10. Name of proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information:
Registered Owner
Littledown Nominees Ltd | A/c 39364 | 2,964,023 |
Littledown Nominees Ltd | A/c 47182 | 2,711,593 |
Ameriprise Financial Inc | A/c | 1,070,180 |
Littledown Nominees Ltd | A/c 30337 | 261,147 |
Vidacos Nominees Ltd | A/c 6012918307 | 1,072,564 |
Vidacos Nominees Ltd | A/c PTG 15587 99976450 | 7,237 |
Chase Nominees Ltd | A/c 44729 | 172,624 |
State Street Nominees Limited | A/c SHCE | 451,927 |
Securities Services Nominees Limited | A/c 1030030046H | 252,503 |
BNY (OCS) Nominees Ltd | A/c 517522 22 | 35,375 |
BNY (OCS) Nominees Ltd | A/c 517523 12 | 53,069 |
Chase Nominees Ltd | A/c ACU49 | 151,504 |
State Street Nominees Limited | A/c 2GQ6 | 2,109,060 |
Securities Services Nominees Limited | A/c 07000000700 | 609,273 |
BNP Paribas Nominees Pty Limited | A/c 1140402313X | 63,116 |
State Street Bank & Trust Boston | A/c MKCB | 467,063 |
BNY (OCS) Nominees Ltd | A/c 518367 18 | 32,999 |
William & Glyns (Isle of Man) Nominees Ltd | A/c 301778 | 104,781 |
William & Glyns (Isle of Man) Nominees Ltd | A/c 301781 | 45,664 |
Nortrust Nominees LTD | A/c ZLA01 | 1,125,000 |
The Bank Of New York ( Nominees ) Limited | A/c 52286 | 718,415 |
Littledown Nominees Ltd | A/c 10479 | 8,139 |
State Street Bank & Trust Boston | A/c GPE1 | 533,174 |
Nortrust Nominees LTD | A/c ZLA12 | 46,686 |
Nortrust Nominees LTD | A/c ZLA14 | 14,639 |
Littledown Nominees Ltd | A/c 10488 | 334,692 |
Littledown Nominees Ltd | A/c 10495 | 3,210,000 |
Littledown Nominees Ltd | A/c 31348 | 673,079 |
14 Contact name:
Mark Powney, Threadneedle Group
15. Contact telephone name:
01793 363135