Form 8 (DD) - Investec plc

RNS Number : 2724L

Investec PLC

04 May 2010

Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN: ZAE000081949

Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Identity of the party to the offer or person acting in concert making the disclosure:	INVESTEC PLC (DEALINGS BY INVESTEC SECURITIES LTD)
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	INVESTEC PLC
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	OFFEROR
(e) Date dealing undertaken:	30/04/2010
(f) Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES - INVESTEC LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	0.02p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	42,582,511	9.0741
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:	527,100	0.1119	4,255,000	0.9032
TOTAL:	43,109,611	9.1506	4,255,000	0.9032

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:	0.02p ordinary
Details, including nature of the rights concerned and relevant percentages:	1,643,900 staff share options

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

0.02p ordinary

Purchase

Sale

Purchase

Sale

500
2,747
500
500
1,753
3,000
749
866
1,385
500
1,527
1,397
599
571
588
557
2,000
500
3,146
500
500
615
4,000
593
453
597
553
1,391
413
87
705
3,208
500
1,500
1,000
60
1,647
1,491
302
1,806
500
1,194
754
2,746
1,763
1,737
186
1,000
1,325
401
88
446
54
700
399
124
277
403
1,597
1,597
403
59
608
333
281
618
3,903
894
219
1,517
804
281
219
281
983
3,411
500
89
1,323
1,460
1,217
200
1,733
4,067
4,979
500
521
1,000
7,000
7
1,289
2,694
224
675
111
209
1,110
1,634
2,047
521
549
500
430
929
500
1,000
400
300
796
841
234
620
380
120,000

400
10
1,569
11
120,000
1,067
1,074
1,070
1,070
1,070
300
1,070
892
1,070
892
83
809
175
6,000
892
145
99
648
6,000
20,711
3,808
892
20,289
1,784
975
10,000
576
714
2,241
43,025
892
5,000
2,000
5,306
694

GBP 5.200

GBP 5.205

GBP 5.215

GBP 5.220

GBP 5.225

GBP 5.230

GBP 5.235

GBP 5.240

GBP 5.245

GBP 5.260

GBP 5.230

ZAR 58.50

ZAR 58.57

ZAR 58.80

ZAR 58.86

ZAR 58.90

ZAR 58.92

ZAR 58.93

ZAR 58.96

ZAR 59.00

ZAR 59.04

ZAR 59.10

ZAR 59.27

ZAR 58.34

ZAR 58.46

ZAR 58.49

ZAR 58.60

ZAR 58.65

ZAR 58.66

ZAR 58.67

ZAR 58.69

ZAR 58.70

ZAR 58.75

ZAR 58.78

ZAR 58.80

ZAR 58.81

ZAR 58.85

ZAR 58.89

ZAR 58.90

ZAR 58.92

ZAR 59.10

ZAR 59.15

ZAR 59.30

ZAR 59.31

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

If there are no such agreements, arrangements or understandings, state "none"

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	YES
Supplemental Form 8 (SBL)	NO

Date of disclosure:	04/05/2010
Contact name:	DAVID BURFOOT
Telephone number:	0207 597 4394

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	INVESTEC SECURITIES LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	INVESTEC PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
0.02p ordinary	Call Option	Purchased	452,100	58 Rand	American	17/06/2010
0.02p ordinary	Call Option	Written	17,600	54 Rand	American	17/06/2010
0.02p ordinary	Call Option	Written	75,000	80 Rand	European	15/10/2010
0.02p ordinary	Put Option	Written	75,000	80 Rand	European	15/10/2010
0.02p ordinary	Futures	Written	269,100		European	17/06/2010
0.02p ordinary	Futures	Written	101,000		European	16/09/2010
0.02p ordinary	Futures	Written	1,865,800		European	15/12/2010
0.02p ordinary	Futures	Written	360,100		European	17/03/2011
0.02p ordinary	Futures	Written	1,566,400		European	17/06/2010

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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