Form 8 (DD) - Investec plc

RNS Number : 7817T
Investec PLC
12 December 2011
 



Investec Limited
Incorporated in the Republic of South Africa
Registration number 1925/002833/06
JSE share code: INL
ISIN:
ZAE000081949

Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50

 

(jointly "Investec")

 

As part of the dual listed company structure, Investec plc and Investec Limited notify both the London Stock Exchange and the JSE Limited of matters which are required to be disclosed under the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or the JSE Listing Requirements.

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Identity of the party to the offer or person acting in concert making the disclosure:

INVESTEC BANK PLC / INVESTEC LTD

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

INVESTEC PLC

(d) Status of person making the disclosure:

     e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

OFFEROR

(e) Date dealing undertaken:

09/12/2011

(f)  Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - INVESTEC LTD & EVOLUTION GROUP PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 

Class of relevant security:

 

0.02p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 

19,363,915

 

3.5662

 

0

 

0.0000

(2) Derivatives (other than options):





(3) Options and agreements to purchase/sell:

 

2,215

 

0.0004

 

114,106

 

0.0210

 

     TOTAL:

 

19,366,130

 

3.5666

 

114,106

 

0.0210

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

ZAR (cents)

Ordinary

Purchase

620

4495

Ordinary

Purchase

2,500

4498

Ordinary

Purchase

10,000

4500

Ordinary

Purchase

330

4501

Ordinary

Purchase

620

4504

Ordinary

Purchase

360

4510

Ordinary

Purchase

1,240

4511

Ordinary

Purchase

18

4515

Ordinary

Purchase

463

4523

Ordinary

Purchase

908

4526

Ordinary

Purchase

695

4530

Ordinary

Purchase

545

4535

Ordinary

Purchase

463

4537

Ordinary

Purchase

463

4542

Ordinary

Purchase

194

4544

Ordinary

Purchase

1,046

4545

Ordinary

Purchase

463

4557

Ordinary

Purchase

121,100

4524

Ordinary

Purchase

73,500

4524

Ordinary

Sale

1,240

4545

GBP (pence)

Ordinary

Purchase

188

348.6

Ordinary

Purchase

188

349.1

Ordinary

Purchase

2419

350.4

Ordinary

Purchase

450

350.4

Ordinary

Purchase

250

350.4

Ordinary

Purchase

150

350.4

Ordinary

Purchase

250

350.4

Ordinary

Purchase

150

350.4

Ordinary

Purchase

250

350.4

Ordinary

Purchase

200

350.4

Ordinary

Purchase

400

350.4

Ordinary

Purchase

343

350.4

Ordinary

Purchase

953

350.4

Ordinary

Purchase

953

350.4

Ordinary

Purchase

1116

350.4

Ordinary

Purchase

1123

350.4

Ordinary

Purchase

1466

350.4

Ordinary

Purchase

1466

350.4

Ordinary

Purchase

125

350.4

Ordinary

Purchase

150

350.4

Ordinary

Purchase

326

350.4

Ordinary

Purchase

250

350.4

Ordinary

Purchase

1141

350.4

Ordinary

Purchase

600

350.4

Ordinary

Purchase

997

350.4

Ordinary

Purchase

600

350.4

Ordinary

Purchase

638

350.5

Ordinary

Purchase

503

350.5

Ordinary

Purchase

400

350.5

Ordinary

Purchase

500

350.5

Ordinary

Purchase

126

350.5

Ordinary

Purchase

80

350.5

Ordinary

Purchase

2408

350.5

Ordinary

Purchase

1161

350.5

Ordinary

Purchase

325

350.5

Ordinary

Purchase

1796

350.5

Ordinary

Purchase

69

350.5

Ordinary

Purchase

720

350.5

Ordinary

Purchase

1000

350.5

Ordinary

Purchase

800

350.5

Ordinary

Purchase

200

350.5

Ordinary

Purchase

1538

350.5

Ordinary

Purchase

500

350.5

Ordinary

Purchase

443

350.5

Ordinary

Purchase

201

350.5

Ordinary

Purchase

800

350.5

Ordinary

Purchase

760

350.5

Ordinary

Purchase

1258

350.5

Ordinary

Purchase

1124

350.6

Ordinary

Purchase

1417

350.6

Ordinary

Purchase

1417

350.6

Ordinary

Purchase

1547

350.6

Ordinary

Purchase

1417

350.6

Ordinary

Purchase

1014

350.6

Ordinary

Purchase

732

350.6

Ordinary

Purchase

921

350.6

Ordinary

Purchase

921

350.6

Ordinary

Purchase

921

350.6

Ordinary

Purchase

1006

350.6

Ordinary

Purchase

520

350.6

Ordinary

Purchase

2272

350.6

Ordinary

Purchase

1550

350.6

Ordinary

Purchase

800

350.6

Ordinary

Purchase

500

350.6

Ordinary

Purchase

540

350.6

Ordinary

Purchase

310

350.6

Ordinary

Purchase

167

350.6

Ordinary

Purchase

1

350.6

Ordinary

Purchase

167

350.6

Ordinary

Purchase

121

350.7

Ordinary

Purchase

1221

350.7

Ordinary

Purchase

276

350.7

Ordinary

Purchase

720

350.7

Ordinary

Purchase

1100

350.7

Ordinary

Purchase

1000

350.7

Ordinary

Purchase

380

350.7

Ordinary

Purchase

520

350.7

Ordinary

Purchase

226

350.7

Ordinary

Purchase

500

350.7

Ordinary

Purchase

1147

350.7

Ordinary

Purchase

1298

350.7

Ordinary

Purchase

800

350.7

Ordinary

Purchase

637

350.7

Ordinary

Purchase

800

350.7

Ordinary

Purchase

400

350.8

Ordinary

Purchase

1343

350.8

Ordinary

Purchase

800

350.8

Ordinary

Purchase

540

350.8

Ordinary

Purchase

67

350.9

Ordinary

Purchase

112

350.9

Ordinary

Purchase

100

350.9

Ordinary

Purchase

100

351.3

Ordinary

Purchase

989

351.3

Ordinary

Purchase

545

351.4

Ordinary

Purchase

521

351.4

Ordinary

Purchase

1205

351.4

Ordinary

Purchase

1390

351.5

Ordinary

Purchase

111

351.5

Ordinary

Purchase

191

351.5

Ordinary

Purchase

720

351.5

Ordinary

Purchase

500

351.5

Ordinary

Purchase

1650

351.6

Ordinary

Purchase

639

351.6

Ordinary

Purchase

433

351.6

Ordinary

Purchase

1578

351.7

Ordinary

Purchase

428

351.7

Ordinary

Purchase

720

351.7

Ordinary

Purchase

570

351.7

Ordinary

Purchase

800

351.7

Ordinary

Purchase

1284

351.7

Ordinary

Purchase

524

351.7

Ordinary

Purchase

500

351.7

Ordinary

Purchase

1239

351.7

Ordinary

Purchase

1785

351.7

Ordinary

Purchase

811

351.7

Ordinary

Purchase

2194

351.8

Ordinary

Purchase

573

351.8

Ordinary

Purchase

525

351.9

Ordinary

Purchase

49

351.9

Ordinary

Purchase

276

351.9

Ordinary

Purchase

2080

352.1

Ordinary

Purchase

720

352.1

Ordinary

Purchase

615

352.1

Ordinary

Purchase

138

352.1

Ordinary

Purchase

1894

352.1

Ordinary

Purchase

581

352.2

Ordinary

Purchase

272

352.2

Ordinary

Purchase

2759

352.3

Ordinary

Purchase

373

352.5

Ordinary

Purchase

2035

352.5

Ordinary

Purchase

1373

352.5

Ordinary

Purchase

286

352.5

Ordinary

Purchase

807

352.5

Ordinary

Purchase

993

352.8

Ordinary

Purchase

501

352.8

Ordinary

Purchase

47

352.8

Ordinary

Purchase

264

352.8

Ordinary

Purchase

603

352.8

Ordinary

Purchase

2291

352.9927

Ordinary

Purchase

2679

353

Ordinary

Purchase

661

353.1

Ordinary

Purchase

2166

353.1

Ordinary

Purchase

161

353.2

Ordinary

Purchase

2221

353.2

Ordinary

Purchase

360

353.2

Ordinary

Purchase

1931

353.2

Ordinary

Purchase

300

353.4

Ordinary

Purchase

500

353.5

Ordinary

Purchase

141

353.5

Ordinary

Purchase

720

353.5

Ordinary

Purchase

402

353.6

Ordinary

Purchase

320

353.6

Ordinary

Purchase

230

353.6

Ordinary

Sale

188

342.2

Ordinary

Sale

188

346.3

Ordinary

Sale

600

350.4

Ordinary

Sale

2419

350.4

Ordinary

Sale

450

350.4

Ordinary

Sale

250

350.4

Ordinary

Sale

150

350.4

Ordinary

Sale

250

350.4

Ordinary

Sale

150

350.4

Ordinary

Sale

250

350.4

Ordinary

Sale

200

350.4

Ordinary

Sale

400

350.4

Ordinary

Sale

343

350.4

Ordinary

Sale

953

350.4

Ordinary

Sale

953

350.4

Ordinary

Sale

1116

350.4

Ordinary

Sale

1123

350.4

Ordinary

Sale

1466

350.4

Ordinary

Sale

1466

350.4

Ordinary

Sale

125

350.4

Ordinary

Sale

150

350.4

Ordinary

Sale

326

350.4

Ordinary

Sale

250

350.4

Ordinary

Sale

1141

350.4

Ordinary

Sale

600

350.4

Ordinary

Sale

997

350.4

Ordinary

Sale

1000

350.5

Ordinary

Sale

800

350.5

Ordinary

Sale

200

350.5

Ordinary

Sale

1538

350.5

Ordinary

Sale

500

350.5

Ordinary

Sale

443

350.5

Ordinary

Sale

201

350.5

Ordinary

Sale

800

350.5

Ordinary

Sale

760

350.5

Ordinary

Sale

1258

350.5

Ordinary

Sale

638

350.5

Ordinary

Sale

503

350.5

Ordinary

Sale

400

350.5

Ordinary

Sale

500

350.5

Ordinary

Sale

126

350.5

Ordinary

Sale

80

350.5

Ordinary

Sale

2408

350.5

Ordinary

Sale

1161

350.5

Ordinary

Sale

325

350.5

Ordinary

Sale

1796

350.5

Ordinary

Sale

69

350.5

Ordinary

Sale

720

350.5

Ordinary

Sale

1550

350.6

Ordinary

Sale

800

350.6

Ordinary

Sale

500

350.6

Ordinary

Sale

540

350.6

Ordinary

Sale

310

350.6

Ordinary

Sale

167

350.6

Ordinary

Sale

1

350.6

Ordinary

Sale

167

350.6

Ordinary

Sale

1124

350.6

Ordinary

Sale

1417

350.6

Ordinary

Sale

1417

350.6

Ordinary

Sale

1547

350.6

Ordinary

Sale

1417

350.6

Ordinary

Sale

1014

350.6

Ordinary

Sale

732

350.6

Ordinary

Sale

921

350.6

Ordinary

Sale

921

350.6

Ordinary

Sale

921

350.6

Ordinary

Sale

1006

350.6

Ordinary

Sale

520

350.6

Ordinary

Sale

2272

350.6

Ordinary

Sale

500

350.7

Ordinary

Sale

1147

350.7

Ordinary

Sale

1298

350.7

Ordinary

Sale

800

350.7

Ordinary

Sale

637

350.7

Ordinary

Sale

800

350.7

Ordinary

Sale

121

350.7

Ordinary

Sale

1221

350.7

Ordinary

Sale

276

350.7

Ordinary

Sale

720

350.7

Ordinary

Sale

1100

350.7

Ordinary

Sale

1000

350.7

Ordinary

Sale

380

350.7

Ordinary

Sale

520

350.7

Ordinary

Sale

226

350.7

Ordinary

Sale

1343

350.8

Ordinary

Sale

800

350.8

Ordinary

Sale

540

350.8

Ordinary

Sale

400

350.8

Ordinary

Sale

67

350.9

Ordinary

Sale

112

350.9

Ordinary

Sale

100

350.9

Ordinary

Sale

100

351.3

Ordinary

Sale

989

351.3

Ordinary

Sale

545

351.4

Ordinary

Sale

521

351.4

Ordinary

Sale

1205

351.4

Ordinary

Sale

1390

351.5

Ordinary

Sale

111

351.5

Ordinary

Sale

191

351.5

Ordinary

Sale

720

351.5

Ordinary

Sale

500

351.5

Ordinary

Sale

1650

351.6

Ordinary

Sale

639

351.6

Ordinary

Sale

433

351.6

Ordinary

Sale

1578

351.7

Ordinary

Sale

428

351.7

Ordinary

Sale

720

351.7

Ordinary

Sale

570

351.7

Ordinary

Sale

800

351.7

Ordinary

Sale

1284

351.7

Ordinary

Sale

524

351.7

Ordinary

Sale

500

351.7

Ordinary

Sale

1239

351.7

Ordinary

Sale

1785

351.7

Ordinary

Sale

811

351.7

Ordinary

Sale

2194

351.8

Ordinary

Sale

573

351.8

Ordinary

Sale

525

351.9

Ordinary

Sale

49

351.9

Ordinary

Sale

276

351.9

Ordinary

Sale

2080

352.1

Ordinary

Sale

720

352.1

Ordinary

Sale

615

352.1

Ordinary

Sale

138

352.1

Ordinary

Sale

1894

352.1

Ordinary

Sale

581

352.2

Ordinary

Sale

272

352.2

Ordinary

Sale

2759

352.3

Ordinary

Sale

373

352.5

Ordinary

Sale

2035

352.5

Ordinary

Sale

1373

352.5

Ordinary

Sale

286

352.5

Ordinary

Sale

807

352.5

Ordinary

Sale

993

352.8

Ordinary

Sale

501

352.8

Ordinary

Sale

47

352.8

Ordinary

Sale

264

352.8

Ordinary

Sale

603

352.8

Ordinary

Sale

2291

352.9927

Ordinary

Sale

2679

353

Ordinary

Sale

661

353.1

Ordinary

Sale

2166

353.1

Ordinary

Sale

161

353.2

Ordinary

Sale

2221

353.2

Ordinary

Sale

360

353.2

Ordinary

Sale

1931

353.2

Ordinary

Sale

300

353.4

Ordinary

Sale

500

353.5

Ordinary

Sale

141

353.5

Ordinary

Sale

720

353.5

Ordinary

Sale

402

353.6

Ordinary

Sale

320

353.6

Ordinary

Sale

230

353.6

 

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 





 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

 (ii)       Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None.

 

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

Supplemental Form 8 (Open Positions)

YES

Supplemental Form 8 (SBL)

NO

 

 

Date of disclosure:

12/12/2011

Contact name:

Gary Darch

Telephone number:

0207 597 4549

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 



SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

INVESTEC BANK PLC/LTD

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

INVESTEC PLC

 

2.         OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

0.02p ordinary

Call Option

Purchased

1,000

ZAR 47

American

15/12/2011

0.02p ordinary

Put Option

Purchased

4,760

ZAR 42

American

15/12/2011

0.02p ordinary

Put Option

Purchased

 

50,000

ZAR 75

European

16/07/2012

0.02p ordinary

Call Option

Written

50,000

ZAR 75

European

16/07/2012

0.02p ordinary

Futures

Purchased

 

715


European

15/12/2011

0.02p ordinary

Put Option

Purchase

2,500

ZAR 46

American

15/12/2011

0.02p ordinary

Futures

Written

9,346


European

15/12/2011

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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