Holding(s) in Company

RNS Number : 7588P
London Stock Exchange Group PLC
22 July 2010
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

London Stock Exchange Group PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

Gradual sale of common stock and a change in issued share capital by the owner.


3. Full name of person(s) subject to the
notification obligation:
iii

Horizon Asset Management, Inc.

4. Full name of shareholder(s)
 (if different from 3.):iv

Horizon Asset Management, Inc.

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

May 27, 2010 gradual sale of stock by Horizon Asset Management.

6. Date on which issuer notified:

21 July 2010

7. Threshold(s) that is/are crossed or
reached:
vi, vii

3%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect


3.7% of shares outstanding

same

Below 3%

Same

 

 

 

 


Below 3%

 

 

 

 




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

Below 3%

 

Below 3%-Horizon

 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

Horizon and Kinetics are two related federally registered investment advisers, with some overlapping ownership and employment.  They each file separate holdings reports with the SEC and have separate ADV filings with the SEC.

14. Contact name:

Andrew M. Fishman,  General Counsel of Horizon

15. Contact telephone number:

646-495-7347

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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