Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

09 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	8th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	No

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	117,726,943	2.32	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	638,812	0.01	48,520	0.001
TOTAL:	118,365,755	2.33	48,520	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	712	AUD 43.25
Ordinary NPV	Purchase	2,280	AUD 43.26
Ordinary NPV	Purchase	500	AUD 43.265
Ordinary NPV	Purchase	7,196	AUD 43.27
Ordinary NPV	Purchase	1,424	AUD 43.28
Ordinary NPV	Purchase	1,568	AUD 43.29
Ordinary NPV	Purchase	50,571	AUD 43.3
Ordinary NPV	Purchase	1,364	AUD 43.305
Ordinary NPV	Purchase	1,924	AUD 43.31
Ordinary NPV	Purchase	210	AUD 43.315
Ordinary NPV	Purchase	8,735	AUD 43.32
Ordinary NPV	Purchase	2,068	AUD 43.33
Ordinary NPV	Purchase	10,446	AUD 43.34
Ordinary NPV	Purchase	2,922	AUD 43.346
Ordinary NPV	Purchase	2,136	AUD 43.35
Ordinary NPV	Purchase	1,780	AUD 43.36
Ordinary NPV	Purchase	13,462	AUD 43.365
Ordinary NPV	Purchase	2,061	AUD 43.37
Ordinary NPV	Purchase	588,672	AUD 43.38
Ordinary NPV	Purchase	3,061	AUD 43.39
Ordinary NPV	Purchase	13,888	AUD 43.3961
Ordinary NPV	Purchase	3,568	AUD 43.4
Ordinary NPV	Purchase	2,112	AUD 43.405
Ordinary NPV	Purchase	1,065	AUD 43.41
Ordinary NPV	Purchase	241	AUD 43.415
Ordinary NPV	Purchase	22,214	AUD 43.42
Ordinary NPV	Purchase	1,000	AUD 43.43
Ordinary NPV	Purchase	1,448	AUD 43.44
Ordinary NPV	Purchase	4,352	AUD 43.46
Ordinary NPV	Purchase	569	AUD 43.47
Ordinary NPV	Purchase	1,500	AUD 43.48
Ordinary NPV	Purchase	404	AUD 43.56
Ordinary NPV	Sale	153	AUD 43.1
Ordinary NPV	Sale	196	AUD 43.27
Ordinary NPV	Sale	4	AUD 43.275
Ordinary NPV	Sale	1,175	AUD 43.305
Ordinary NPV	Sale	50	AUD 43.31
Ordinary NPV	Sale	5,742	AUD 43.33
Ordinary NPV	Sale	9,861	AUD 43.34
Ordinary NPV	Sale	1,000	AUD 43.35
Ordinary NPV	Sale	1,596	AUD 43.36
Ordinary NPV	Sale	991	AUD 43.37
Ordinary NPV	Sale	9	AUD 43.375
Ordinary NPV	Sale	158,046	AUD 43.38
Ordinary NPV	Sale	32	AUD 43.385
Ordinary NPV	Sale	2,494	AUD 43.39
Ordinary NPV	Sale	6	AUD 43.395
Ordinary NPV	Sale	2,500	AUD 43.4
Ordinary NPV	Sale	1,426	AUD 43.41
Ordinary NPV	Sale	341	AUD 43.415
Ordinary NPV	Sale	5,411	AUD 43.42
Ordinary NPV	Sale	259	AUD 43.43
Ordinary NPV	Sale	1,500	AUD 43.45
Ordinary NPV	Sale	1,541	AUD 43.48
Ordinary NPV	Sale	460	GBP 22.64
Ordinary NPV	Sale	2,540	GBP 22.65
Ordinary NPV	Sale	2,000	GBP 22.8

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	3,274
Ordinary NPV	Client account transfer out	24,517

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	9th May 2024
Contact name:	Francesca Cola
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END