Form 8.3 - BHP Group Ltd

Macquarie Group Ltd

17 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.	Macquarie Group Limited
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Ltd
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	N/A
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	16th May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV & ADR
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	115,038,645	2.26	0	0
(2) Cash-settled derivatives:	0	0	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	220,272	0.004	31,920	0.001
TOTAL:	115,258,917	2.27	31,920	0.001

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary NPV	Purchase	24,821	AUD 44.31
Ordinary NPV	Purchase	36	AUD 44.445
Ordinary NPV	Purchase	1,517	AUD 44.45
Ordinary NPV	Purchase	353	AUD 44.455
Ordinary NPV	Purchase	5,653	AUD 44.46
Ordinary NPV	Purchase	3,565	AUD 44.47
Ordinary NPV	Purchase	1,689	AUD 44.475
Ordinary NPV	Purchase	6,713	AUD 44.48
Ordinary NPV	Purchase	578	AUD 44.485
Ordinary NPV	Purchase	26,168	AUD 44.49
Ordinary NPV	Purchase	275	AUD 44.495
Ordinary NPV	Purchase	293,009	AUD 44.50
Ordinary NPV	Purchase	2,229	AUD 44.505
Ordinary NPV	Purchase	6,556	AUD 44.51
Ordinary NPV	Purchase	2,153	AUD 44.515
Ordinary NPV	Purchase	5,631	AUD 44.52
Ordinary NPV	Purchase	4,301	AUD 44.525
Ordinary NPV	Purchase	23,335	AUD 44.53
Ordinary NPV	Purchase	118,948	AUD 44.54
Ordinary NPV	Purchase	8,953	AUD 44.55
Ordinary NPV	Purchase	12,205	AUD 44.56
Ordinary NPV	Purchase	1,638	AUD 44.57
Ordinary NPV	Purchase	3,924	AUD 44.58
Ordinary NPV	Purchase	1,017	AUD 44.585
Ordinary NPV	Purchase	2,209	AUD 44.59
Ordinary NPV	Purchase	1,323	AUD 44.60
Ordinary NPV	Purchase	2,578	AUD 44.61
Ordinary NPV	Purchase	214	AUD 44.62
Ordinary NPV	Purchase	2,922	AUD 44.63
Ordinary NPV	Purchase	289	AUD 44.635
Ordinary NPV	Purchase	96	AUD 44.645
Ordinary NPV	Purchase	90	AUD 44.65
Ordinary NPV	Purchase	926	AUD 44.66
Ordinary NPV	Purchase	93,278	AUD 44.67
Ordinary NPV	Purchase	2,778	AUD 44.68
Ordinary NPV	Purchase	3,704	AUD 44.69
Ordinary NPV	Purchase	1,204	AUD 44.70
Ordinary NPV	Purchase	467	AUD 44.71
Ordinary NPV	Purchase	2,634	AUD 44.72
Ordinary NPV	Purchase	2,848	AUD 44.73
Ordinary NPV	Purchase	2,634	AUD 44.74
Ordinary NPV	Purchase	3,210	AUD 44.75
Ordinary NPV	Purchase	198	AUD 44.755
Ordinary NPV	Purchase	110	AUD 45.11
Ordinary NPV	Sale	2,000	GBP 23.50
Ordinary NPV	Sale	1,000	GBP 23.56
Ordinary NPV	Sale	1,000	GBP 23.57
Ordinary NPV	Sale	24,821	AUD 44.31
Ordinary NPV	Sale	500	AUD 44.42
Ordinary NPV	Sale	2,500	AUD 44.44
Ordinary NPV	Sale	4,622	AUD 44.50
Ordinary NPV	Sale	2,092	AUD 44.515
Ordinary NPV	Sale	1,811	AUD 44.52
Ordinary NPV	Sale	1,500	AUD 44.525
Ordinary NPV	Sale	1,006,707	AUD 44.54
Ordinary NPV	Sale	1,000	AUD 44.545
Ordinary NPV	Sale	100	AUD 44.55
Ordinary NPV	Sale	166	AUD 44.57
Ordinary NPV	Sale	991	AUD 44.59
Ordinary NPV	Sale	4,461	AUD 44.60
Ordinary NPV	Sale	548	AUD 44.61
Ordinary NPV	Sale	500	AUD 44.62
Ordinary NPV	Sale	800	AUD 44.625
Ordinary NPV	Sale	6,851	AUD 44.63
Ordinary NPV	Sale	883	AUD 44.635
Ordinary NPV	Sale	1	AUD 44.64
Ordinary NPV	Sale	13,587	AUD 44.645
Ordinary NPV	Sale	11	AUD 44.65
Ordinary NPV	Sale	5,330	AUD 44.66
Ordinary NPV	Sale	1,048	AUD 44.665
Ordinary NPV	Sale	53,003	AUD 44.67
Ordinary NPV	Sale	9,932	AUD 44.675
Ordinary NPV	Sale	10,092	AUD 44.68
Ordinary NPV	Sale	327	AUD 44.685
Ordinary NPV	Sale	2,190	AUD 44.695
Ordinary NPV	Sale	31,553	AUD 44.70
Ordinary NPV	Sale	17,213	AUD 44.705
Ordinary NPV	Sale	1,600	AUD 44.71
Ordinary NPV	Sale	2,201	AUD 44.715
Ordinary NPV	Sale	11,149	AUD 44.725
Ordinary NPV	Sale	12,571	AUD 44.735

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary NPV	Call Option	Purchasing	3,360	AUD 44.59	American	20240620	AUD 1.22
Ordinary NPV	Put Option	Expiry/ Closeout	2,000	AUD 43.00	American	20240516	0
Ordinary NPV	Call Option	Expiry/ Closeout	100,000	AUD 48.00	American	20240516	0
Ordinary NPV	Put Option	Expiry/ Closeout	14,600	AUD 44.00	American	20240516	0
Ordinary NPV	Call Option	Expiry/ Closeout	5,000	AUD 49.00	American	20240516	0
Ordinary NPV	Call Option	Expiry/ Closeout	5,500	AUD 47.00	American	20240516	0
Ordinary NPV	Call Option	Expiry/ Closeout	9,300	AUD 46.50	American	20240516	0
Ordinary NPV	Call Option	Expiry/ Closeout	1,100	AUD 46.00	American	20240516	0

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Call Option	Exercising	301,000	AUD 44.50

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
Ordinary NPV	Client account transfer in	4,968
Ordinary NPV	Client account transfer out	4,186

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Ltd

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type	Expiry date
					e.g. American, European etc.
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.60	European	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 44.60	European	20240620
Ordinary NPV	Call Option	Purchased	896	AUD 50.84	European	20240620
Ordinary NPV	Call Option	Purchased	1,120	AUD 47.26	American	20240620
Ordinary NPV	Put Option	Purchased	1,680	AUD 41.03	European	20240620
Ordinary NPV	Call Option	Purchased	28,000	AUD 43.70	American	20240620
Ordinary NPV	Put Option	Purchased	28,000	AUD 43.70	American	20240620
Ordinary NPV	Put Option	Purchased	1,120	AUD 42.36	American	20240620
Ordinary NPV	Call Option	Purchased	6,160	AUD 46.38	European	20240620
Ordinary NPV	Call Option	Purchased	5,040	AUD 48.16	European	20240620
Ordinary NPV	Call Option	Purchased	71,344	AUD 46.37	American	20240620
Ordinary NPV	Call Option	Purchased	99,792	AUD 49.05	American	20240620
Ordinary NPV	Call Option	Purchased	700	AUD 47.50	American	20240718
Ordinary NPV	Call Option	Purchased	500	AUD 47.00	American	20240718
Ordinary NPV	Call Option	Purchased	3,360	AUD 44.59	American	20240620

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Date of disclosure:	17th May 2024
Contact name:	Stephanie Kannimmel
Telephone number*:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END