TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Man Group plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
Sumitomo Mitsui Trust Holdings, Inc |
4. Full name of shareholder(s) (if different from 3.):
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Sumitomo Mitsui Trust Bank, Limited
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5. Date of the transaction and date on which the threshold is crossed or reached:
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1 December 2016, being the date of announcement of Man Group plc's revised total voting rights as a result of its share repurchase programme (originally announced on 14 October 2016 and the first transaction of which occurred on 20 October 2016)
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6. Date on which issuer notified:
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5 December 2016 |
7. Threshold(s) that is/are crossed or reached:
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Crossed above 3% |
8. Notified details: |
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A: Voting rights attached to shares
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary Shares 3 3/7 US cents (GB00B83VD954) |
51,000,000 |
51,000,000 |
N/A |
N/A |
51,000,000 |
N/A |
3.02% |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Expiration |
Exercise/ |
Number of voting
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% of voting |
Not applicable. |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Not applicable. |
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Nominal |
Delta
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Total (A+B+C)
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Number of voting rights |
Percentage of voting rights |
51,000,000 |
3.02% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Sumitomo Mitsui Trust Bank Limited, which is controlled by Sumitomo Mitsui Trust Holdings, Inc, is the registered holder of 51,000,000 ordinary shares and therefore has 51,000,000 direct voting rights which is equivalent to 3.02% of the total voting rights. |
Proxy Voting:
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10. Name of the proxy holder:
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Not applicable. |
11. Number of voting rights proxy holder will cease to hold:
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Not applicable. |
12. Date on which proxy holder will cease to hold voting rights:
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Not applicable. |
13. Additional information:
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14. Contact name:
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Rachel Rowson |
15. Contact telephone number:
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020 7144 1732 |