TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
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1. Identity of the issuer or the underlying issuer |
Marwyn Value Investors Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Ironsides Partners LLC |
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4. Full name of shareholder(s) |
Ironsides Partners Opportunity Master Fund L.P. Ironsides Partners Special Situations Master Fund L.P. |
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5. Date of the transaction and date on |
28 January 2014 |
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6. Date on which issuer notified: |
29 January 2014 |
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7. Threshold(s) that is/are crossed or |
6% of outstanding ordinary shares |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares |
4,469,624 |
4,469,624 |
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4,069,624 |
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5.89% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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4,069,624 |
5.89% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Ironsides Partners LLC, a U.S. registered investment advisor, is an indirect holder of the shares and is entitled to exercise the above voting rights because Ironsides Partners LLC is the discretionary investment manager of Ironsides Partners Opportunity Master Fund L.P. and the Ironsides Partners Special Situations Master Fund L.P.
Ironsides Partners Opportunity Master Fund L.P. and Ironsides Partners Special Situations Master Fund L.P. are the direct holders of the above shares.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Gustavo Resendiz |
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15. Contact telephone number: |
(617) 449-3136 |
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