NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS
1. | Name of the issuer NORTHERN VENTURE TRUST PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R ; or (ii) a disclosure made in accordance with section 793 of the Companies Act 2006; or (iii) a disclosure made in accordance with LR9.8.6R (1) (i) |
3. | Name of person discharging managerial responsibilities/director TIMOTHY ROLAND LEVETT | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person YES, DIANA LOUISE LEVETT IS THE WIFE OF THE DIRECTOR NAMED IN 3 AND ANDREW LEVETT AND ALEXANDRA ELIN LEVETT ARE THE CHILDREN OF THE DIRECTOR NAMED IN 3 |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest3 AS IN 3 AND 4 ABOVE | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25 PENCE |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them TIMOTHY ROLAND LEVETT 345,810 DIANA LOUISE LEVETT 33,376 ANDREW LEVETT 7,002 ALEXANDRA ELIN LEVETT 11,670 | 8. | State the nature of the transaction ALLOTMENT OF SHARES PURSUANT TO AN UNDERTAKING GIVEN IN CONNECTION WITH, AND DATED PRIOR TO THE PUBLICATION OF, A PROSPECTUS PUBLISHED ON 31 JULY 2013 |
9. | Number of shares, debentures or financial instruments relating to shares acquired DIANA LOUISE LEVETT 23,341 ANDREW LEVETT 7,002 ALEXANDRA ELIN LEVETT 11,670 TOTAL 42,013 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.05% |
11. | Number of shares, debentures or financial instruments relating to shares disposed N/A | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
13. | Price per share or value of transaction 85.69 PENCE | 14. | Date and place of transaction 4 OCTOBER 2013, NEWCASTLE UPON TYNE |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 397,858 ORDINARY SHARES OF 25 PENCE, 0.43%. | 16. | Date issuer informed of transaction 4 OCTOBER 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant | 18. | Period during which or date on which it can be exercised |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
23. | Any additional information | 24. | Name of contact and telephone number for queries C D MELLOR 0191 244 6012 |
Name and signature of duly authorised officer of issuer responsible for making notification CHRISTOPHER DAVID MELLOR COMPANY SECRETARY __________________________________________________________ Date of notification 4 OCTOBER 2013 |