6 SEPTEMBER 2016
for immediate release
Numis Corporation Plc ("Numis")
The notifications below are made in accordance with the requirements of the EU regulation on market abuse.
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 |
Details of the person discharging managerial responsibility / person closely associated
|
||
a) |
Name |
Alexander Ham |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR (Joint Chief Executive Officer) |
|
b) |
Initial notification/amendment |
Initial notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Numis Corporation Plc |
|
b) |
LEI |
- |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument |
Share options |
|
Identification code |
Ordinary share ISIN : GB00B05M6465 |
||
b) |
Nature of transaction |
Grant of options over the ordinary share capital of the company |
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
Nil cost |
3,553,156 |
||
d) |
Aggregated information |
||
Aggregated volume |
3,553,156 |
||
Price |
Nil cost |
||
e) |
Date of transaction |
5 September 2016 |
|
f) |
Place of transaction |
London UK, outside of trading venue or exchange |
1 |
Details of the person discharging managerial responsibility / person closely associated
|
||
a) |
Name |
Ross Mitchinson |
|
2 |
Reason for the notification |
||
a) |
Position/status |
PDMR (Joint Chief Executive Officer) |
|
b) |
Initial notification/amendment |
Initial notification |
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
a) |
Name |
Numis Corporation Plc |
|
b) |
LEI |
- |
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
a) |
Description of the financial instrument, type of instrument |
Share options |
|
Identification code |
Ordinary share ISIN : GB00B05M6465 |
||
b) |
Nature of transaction |
Grant of options over the ordinary share capital of the company |
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
Nil cost |
3,553,156 |
||
d) |
Aggregated information |
||
Aggregated volume |
3,553,156 |
||
Price |
Nil cost |
||
e) |
Date of transaction |
5 September 2016 |
|
f) |
Place of transaction |
London UK, outside of trading venue or exchange |
6 September 2016
The information contained within this announcement was considered to be inside information, for the purposes of Article 7 of EU Regulation 596/2014, prior to its release.
END
Contacts
Numis Corporation:
Robert Sutton, Remuneration Committee Chair 020 7260 1000
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7383 5100
Jen Clarke 020 7838 5100