Directors' Dealing

RNS Number : 5393C

Numis Corporation PLC

22 January 2018

 

MONDAY 22  JANUARY 2018   

Numis Corporation Plc ("Numis")

Directors' Dealing

The Board of Numis announces that, further to the grant of share awards to Directors and employees announced on 20 January 2016, following the vesting of award shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan") on   19 January 2018, Alex Ham, Ross Mitchinson and Andrew Holloway, (the Executive Directors of Numis), through the mechanism of the RSU Plan, sold part of their award shares to fund tax liabilities arising from the vesting

Executive Directors' deemed interest in Numis shares:- 

Name of Director	Award Shares vested	Award Shares sold	Award  Shares  acquired	Total Numis shares now held	% of Numis shares in issue
Alex Ham Andrew Holloway Ross Mitchinson	26,253 10,341 10,143	12,339 4,861 4,768	13,914 5,480 5,375	594,828 44,615 293,415	0.55% 0.04% 0.27%

No consideration was paid to the Company for the grant of the award and no consideration has been paid on the vesting of the awards.

The Numis shares referred to above are Numis' ordinary shares of 5p each and the total number of shares in issue is 108,027,448 (excluding shares held in treasury) with each ordinary share carrying the right to one vote.

The total number of shares held in treasury is 10,411,088 (9.64%).

The total number of voting rights in Numis is 108,027,448.

The notifications below are made in accordance with the requirements of the EU regulation on market abuse. 

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

1	Details of the person discharging managerial responsibility / person closely associated
a)	Name	Alex Ham
2	Reason for the notification
a)	Position/status	PDMR (Executive Director)
b)	Initial notification/amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Numis Corporation Plc

b)

LEI

213800AREEDZZCNBHD25

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)	Description of the financial instrument, type of instrument	Numis Ordinary Shares
	Identification code	Ordinary share ISIN : GB00B05M6465
b)	Nature of transaction	1.   Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan") 2.   Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		1.   Nil	1.   26,253
		2.   £3.365	2.   12,339
d)	Aggregated information
	Aggregated volume	N/A
	Price	N/A
e)	Date of transaction	19 January 2018
f)	Place of transaction	UK, London Stock Exchange

1	Details of the person discharging managerial responsibility / person closely associated
a)	Name	Andrew Holloway
2	Reason for the notification
a)	Position/status	PDMR (Executive Director)
b)	Initial notification/amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Numis Corporation Plc

b)

LEI

213800AREEDZZCNBHD25

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)	Description of the financial instrument, type of instrument	Numis Ordinary Shares
	Identification code	Ordinary share ISIN : GB00B05M6465
b)	Nature of transaction	1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan") 2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		1    Nil	1.    10,341
		2    £3.365	2.   4,861
d)	Aggregated information
	Aggregated volume	N/A
	Price	N/A
e)	Date of transaction	19 January 2018
f)	Place of transaction	UK, London Stock Exchange

1	Details of the person discharging managerial responsibility / person closely associated
a)	Name	Ross Mitchinson
2	Reason for the notification
a)	Position/status	PDMR (Executive Director)
b)	Initial notification/amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Numis Corporation Plc

b)

LEI

213800AREEDZZCNBHD25

4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)	Description of the financial instrument, type of instrument	Numis Ordinary Shares
	Identification code	Ordinary share ISIN : GB00B05M6465
b)	Nature of transaction	1. Vesting of ordinary shares under the      Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan") 2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		1. Nil	1   10,143
		2    £3.365	2    4,768
d)	Aggregated information
	Aggregated volume	N/A
	Price	N/A
e)	Date of transaction	19 January 2018
f)	Place of transaction	UK, London Stock Exchange

This announcement contains inside information for the purposes of Article 7 of Regulation (EU) No 596/2014.

22 January 2018      

Contacts

Alex Ham and Ross Mitchinson Co-CEOs                               020 7260 1245

Andrew Holloway - Chief Financial Officer                               020 7260 1266

Brunswick:

Nick Cosgrove                                                                         020 7404 5959

Simone Selzer                                                                           020 7404 5959

Grant Thornton UK LLP (Nominated Adviser):        

Philip Secrett                                                                            020 7728 2578

Jen Clarke                                                                                020 7865 2411

Harrison J Clarke                                                                     020 7184 4384

 

END

 

 

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