Holding(s) in Company

Numis Corporation PLC

13 July 2023

 

NUMIS CORPORATION PLC 13 JULY 2023

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:			Numis Corporation PLC (ISIN: GB00B05M6465)
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						x
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name			Michael Alan Spencer
City and country of registered office (if applicable)			N/A
4. Full name of shareholder(s) (if different from 3.) v
Name			IPGL Limited
City and country of registered office (if applicable)			London, England
5. Date on which the threshold was crossed or reached vi:			12/07/2023
6. Date on which issuer notified (DD/MM/YYYY):			13/07/2023
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached	<3%			<3%	2,360,455
Position of previous notification (if applicable)	3.84%			3.84%	4,223,707

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (DTR5.1)		Indirect  (DTR5.2.1)			Direct (DTR5.1)		Indirect (DTR5.2.1)
GB00B05M6465		0		2,360,455			0.00%		<3%
SUBTOTAL 8. A		2,360,455					<3%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash Settlement xii			Number of voting rights	% of voting rights
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv				x
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Michael Alan Spencer	<3%		<3%
IPGL (Holdings) Limited	<3%		<3%
IPGL Limited	<3%		<3%
10. In case of proxy voting, please identify:
Name of the proxy holder		n/a
The number and % of voting rights held		n/a
The date until which the voting rights will be held		n/a
11. Additional information xvi
n/a

Place of completion	London
Date of completion	13/07/2023

The total number of Numis shares held in Treasury is 4,363,989 (3.97%), the number of ordinary shares is 114,367,448 and the total number of voting rights in the company is 110,003,459 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.

The information communicated within this announcement is deemed to constitute inside information as stipulated under the Market Abuse Regulations (EU) No. 596/2014 which is part of UK law by virtue of the European Union (withdrawal) Act 2018. Upon the publication of this announcement, this inside information is now considered to be in the public domain.

13 July 2023 

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Contacts

Numis:

Noreen Biddle-Shah, Head of Corporate Communications        020 7260 1441

FTI Consulting:

Edward Bridges                                                                      07768 216607

Daisy Hall                                                                               07807 298568

Grant Thornton UK LLP (Nominated Adviser):        

Philip Secrett                                                                           020 7728 2578

Harrison J Clarke                                                                     020 7184 4384

 

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