NUMIS CORPORATION PLC ("NUMIS")
9 September 2010
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1. Identity of the issuer or the underlying issuer |
NUMIS CORPORATION PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights (Acquisition) |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Numis Corporation Plc Employee Benefit Trust No.2 ("EBT No.2") |
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4. Full name of Shareholder(s) (If different from 3): iv |
N/A |
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5. Date of the transaction and date on |
Thursday 9th September 2010 |
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6. Date on which issuer notified: |
Thursday 9th September 2010 |
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7. Threshold(s) that is/are crossed or |
Holding has crossed 14% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B05M6465 |
15,308,627
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N/A |
15,814,890 |
N/A |
N/A |
N/A |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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15,814,890 |
14.14% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Simon Denyer |
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15. Contact telephone number: |
0207 260 1225 |
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The total number of Numis ordinary shares of 5p each in issue is 111,869,340 with each ordinary share carrying the right to one vote. There are no shares held in treasury.
The total number of voting rights in Numis is 111,869,340.
9 September 2010
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Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256
Simon Denyer, Company Secretary 020 7260 1225
Brunswick:
Gill Ackers 020 7396 5382
Carole Cable 020 7396 7458
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000