NUMIS CORPORATION PLC ("NUMIS")
14 April 2011
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1. Identity of the issuer or the underlying issuer |
Numis Corporation plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
On market transfer between indirect and direct funds |
√ |
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3. Full name of person(s) subject to the |
Aviva plc & its subsidiaries |
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4. Full name of shareholder(s) |
Registered Holder:
BNY Norwich Union Nominees Limited 996,487*
Chase (GA Group) Nominees Limited 5,970,441* * denotes direct interest
Chase Nominees Limited 147,083
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5. Date of the transaction and date on |
12 April 2011 |
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6. Date on which issuer notified: |
13 April 2011 |
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7. Threshold(s) that is/are crossed or |
5% to 6% Change at Direct Interest Level |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares |
6,964,011 |
6,964,011 |
7,114,011 |
6,966,928 |
147,083 |
6.21% |
0.13% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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7,114,011 |
6.34% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: |
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10. Name of the proxy holder: |
See Section 4 |
11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Neil Whittaker, Aviva plc |
15. Contact telephone number: |
01603 684420 |
The total number of Numis ordinary shares of 5p each in issue is 112,195,998 with each ordinary share carrying the right to one vote. There are no shares held in treasury.
The total number of voting rights in Numis is 112,195,998.
14 April 2011
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Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256
Simon Denyer, Group Finance Director & Company Secretary 020 7260 1225
Brunswick:
Gill Ackers 020 7396 5382
Carole Cable 020 7396 7458
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000