NUMIS CORPORATION PLC ("NUMIS")
11 March 2013
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
NUMIS CORPORATION PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Numis Corporation Plc Employee Benefit Trust No.2 ("EBT No.2") |
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4. Full name of Shareholder(s) (If different from 3): iv |
N/A |
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5. Date of the transaction and date on |
Monday 11th March 2013 |
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6. Date on which issuer notified: |
Monday 11th March 2013 |
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7. Threshold(s) that is/are crossed or |
Threshold crossed - holding reduced to 12.80% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B05M6465 |
15,549,354
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N/A |
14,689,035 |
N/A |
N/A |
N/A |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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14,689,035 |
12.80% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Simon Denyer (Group Finance Director) |
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15. Contact telephone number: |
0207 260 1225 |
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The total number of Numis ordinary shares of 5p each in issue is 114,728,057 with each ordinary share carrying the right to one vote. There are no shares held in treasury.
The total number of voting rights in Numis is 114,728,057.
11 March 2013
END
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000
Notes for Editors
Numis is a leading independent merchant banking and stockbroking group offering a full range of research, execution, corporate broking and corporate finance services to companies quoted in the UK and their investors.