TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Oakley Capital Investments Ltd |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):_Interfund Transfer |
X |
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3. Full name of person(s) subject to notification obligation: |
GAM International Management Limited |
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4. Full name of shareholder(s) (if different from 3): |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
6 March 2009 |
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6. Date on which issuer notified: |
10 March 2009 |
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7. Threshold(s) that is/are crossed or reached: |
6% |
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8: Notified Details |
Interfund transfer |
A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code
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Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ord (number of shares held in GAM European Equity Hedge) |
7,406,355 |
7,406,355 |
6,406,355 |
6,406,355 |
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6.41% |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
GAM International Management Limited is the discretionary investment manager for the follows: Period of interest 03-Mar-09 to 10-Mar-09
Security Oakley Capital Investments Ord. GBP 1.00 ISIN BMG670131058 SEDOL B23DL39 Uptix Code 9354172 Number of shares in issue 100,000,000.00 Fund Name Last Trade Date Nomina % of issue GAM European Equity Hedge 06-Mar-09 6,406,355.00 6.406 GAM European Small Cap Hedge Investments 06-Mar-09 1,093,645.00 1.094 GAM MP European Equity Focus Investments 06-Mar-09 1,500,000.00 1.500
Sum: 9,000,000.00 9.000 |
Proxy Voting: |
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10. Name of proxy holder: |
Institutional Shareholder Services |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14 Contact name: |
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15. Contact telephone name: |
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities) |
GAM International Management Limited |
Contact address (registered office for legal entities) |
12 St James's Place, London, SW1A 2NX |
Phone number & email |
020 7917 2346 |
Other useful information (at least legal representative for legal persons) |
Nadine Arumah |
B: Identity of the notifier, if applicable |
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Full name |
Mark Suchopar |
Contact address |
The Economist Building 8th Floor 25 St James's Street London SW1A 1HA |
Phone number & email |
020 7766 6917 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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