All relevant boxes should be completed in block capital letters.
1. |
Name of the issuer
OLD MUTUAL PLC |
2. |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2R |
3. |
Name of person discharging managerial responsibilities/director
RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS
|
4. |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
5. |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
IN RESPECT OF THE PERSON NAMED IN 3 ABOVE |
6. |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY 11 3/7p SHARES
|
7. |
Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
NIL
EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS. |
8. |
State the nature of the transaction
EXERCISE AND SALE OF SHARE OPTION ORIGINALLY GRANTED ON 16 APRIL 2010 115,070 SHARES EXERCISED AT R13.80 PER SHARE AND 76,940 SHARES SOLD AT R31.10 PER SHARE |
9. |
Number of shares, debentures or financial instruments relating to shares acquired
115,070 |
10. |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.0024%
|
11. |
Number of shares, debentures or financial instruments relating to shares disposed
76,940
|
12. |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.0016%
|
13. |
Price per share or value of transaction
AS DESCRIBED IN 8 ABOVE
|
14. |
Date and place of transaction
EXERCISE ON 13 MAY 2013 SALE ON 15 MAY 2013 - SOUTH AFRICA |
15. |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
38,130
EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS. |
16. |
Date issuer informed of transaction
15 MAY 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant
|
18.
|
Period during which or date on which exercisable |
19. |
Total amount paid (if any) for grant of the option
|
20. |
Description of shares or debentures involved (class and number)
|
21. |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
|
22. |
Total number of shares or debentures over which options held following notification
|
23. |
Any additional information |
24. |
Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133
|
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 16 MAY 2013
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.